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homotopy.tex
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\chapter{Homotopy theory}
\label{cha:homotopy}
\index{acceptance|(}
In this chapter, we develop some homotopy theory within type theory. We
use the \emph{synthetic approach} to homotopy theory introduced in
\cref{cha:basics}: Spaces, points, paths, and homotopies are basic
notions, which are represented by types and elements of types, particularly
the identity type. The algebraic structure of paths and homotopies is
represented by the natural $\infty$-groupoid
\index{.infinity-groupoid@$\infty$-groupoid}%
structure on types, which is generated
by the rules for the identity type. Using higher inductive types, as
introduced in \cref{cha:hits}, we can describe spaces directly by their
universal properties.
\index{synthetic mathematics}%
There are several interesting aspects of this synthetic approach.
First, it combines advantages of concrete models (such as topological
spaces\index{topological!space}
or simplicial sets)\index{simplicial!sets}
with advantages of abstract categorical frameworks
for homotopy theory (such as Quillen model categories).\index{Quillen model category}
On the one hand,
our proofs feel elementary, and refer concretely to
points, paths, and homotopies in types. On the other hand, our approach nevertheless abstracts away from
any concrete presentation of these objects --- for example,
associativity of path concatenation is proved by path induction, rather
than by reparametrization of maps $[0,1] \to X$ or by horn-filling conditions.
Type theory seems to be a very convenient way to study the abstract homotopy theory
of $\infty$-groupoids: by using the rules for the identity type, we
can avoid the complicated combinatorics involved in many definitions of
$\infty$-groupoids, and explicate only as much of the
structure as is needed in any particular proof.
The abstract nature of type theory means that our proofs apply automatically in a variety of settings.
In particular, as mentioned previously, homotopy type theory has one interpretation in
Kan\index{Kan complex} simplicial sets\index{simplicial!sets},
which is one model for the homotopy theory of $\infty$-groupoids. Thus,
our proofs apply to this model, and transferring them along the geometric
realization\index{geometric realization} functor from simplicial sets to topological spaces gives
proofs of corresponding theorems in classical homotopy theory.
However, though the details are work in progress, we can also
interpret type theory in a wide variety of other categories
that look like the category of $\infty$-groupoids, such as
$(\infty,1)$-toposes\index{.infinity1-topos@$(\infty,1)$-topos}.
Thus, proving a result in type theory will show
that it holds in these settings as well.
This sort of extra generality is well-known as a property of ordinary categorical logic:
univalent foundations extends it to homotopy theory as well.
Second, our synthetic approach has suggested new type-theoretic
methods and proofs. Some of our proofs are fairly
direct transcriptions of classical proofs. Others have a more
type-theoretic feel, and consist mainly of calculations with
$\infty$-groupoid operations, in a style that is very similar to how
computer scientists use type theory to reason about computer programs.
One thing that seems to have permitted these new proofs is the fact that type theory
emphasizes different aspects of homotopy theory than other approaches:
while tools like path induction and the universal properties of higher
inductives are available in a setting like Kan\index{Kan complex} simplicial sets, type
theory elevates their importance, because they are the \emph{only}
primitive tools available for working with these types. Focusing on
these tools had led to new descriptions of familiar constructions such
as the universal cover of the circle and the Hopf fibration, using just the
recursion principles for higher inductive types. These descriptions are
very direct, and many of the proofs in this chapter involve
computational calculations with such fibrations.
\index{mathematics!constructive}%
Another new aspect of our proofs is that they are constructive (assuming
univalence and higher inductives types are constructive); we describe an
application of this to homotopy groups of spheres in
\cref{sec:moreresults}.
\index{mathematics!formalized}%
\indexsee{formalization of mathematics}{mathematics, formalized}%
Third, our synthetic approach is very amenable to computer-checked
proofs in proof assistants\index{proof!assistant} such as \Coq and \Agda.
Almost all of the proofs
described in this chapter have been computer-checked, and many of these
proofs were first given in a proof assistant, and then ``unformalized''
for this book. The computer-checked proofs are comparable in length and
effort to the informal proofs presented here, and in some cases they are
even shorter and easier to do.
\mentalpause
Before turning to the presentation of our results, we briefly review some
basic concepts and theorems from homotopy theory for the benefit of the reader who is not familiar with them.
We also give an overview of the
results proved in this chapter.
\index{classical!homotopy theory|(}%
Homotopy theory is a branch of algebraic topology, and uses tools from abstract algebra,
such as group theory, to investigate properties of spaces. One question
homotopy theorists investigate is how to tell whether two spaces are the
same, where ``the same'' means \emph{homotopy equivalence}
\index{homotopy!equivalence!topological}%
(continuous
maps back and forth that compose to the identity up to homotopy---this
gives the opportunity to ``correct'' maps that don't exactly compose to
the identity). One common way to tell whether two spaces are the same
is to calculate \emph{algebraic invariants} associated with a space,
which include its \emph{homotopy groups} and \emph{homology} and
\emph{cohomology groups}.
\index{homology}%
\index{cohomology}%
Equivalent spaces have isomorphic
homotopy/(co)homology groups, so if two spaces have different groups,
then they are not equivalent. Thus, these algebraic invariants provide
global information about a space, which can be used to tell spaces
apart, and complements the local information provided by notions such as
continuity. For example, the torus locally looks like the $2$-sphere, but it
has a global difference, because it has a hole in it, and this difference
is visible in the homotopy groups of these two spaces.
The simplest example of a homotopy group is the \emph{fundamental group}
\index{fundamental!group}%
of a space, which is written $\pi_1(X,x_0$): Given a space $X$ and a
point $x_0$ in it, one can make a group whose elements are loops at
$x_0$ (continuous paths from $x_0$ to $x_0$), considered up to homotopy, with the
group operations given by the identity path (standing still), path
concatenation, and path reversal. For example, the fundamental group of
the $2$-sphere is trivial, but the fundamental group of the torus is not,
which shows that the sphere and the torus are not homotopy equivalent.
The intuition is that every loop on the sphere is homotopic to the
identity, because its inside can be filled in. In contrast, a loop on
the torus that goes through the donut's hole is not homotopic to the
identity, so there are non-trivial elements in the fundamental group.
\index{homotopy!group}
The \emph{higher homotopy groups} provide additional information about a
space. Fix a point $x_0$ in $X$, and consider the constant path
$\refl{x_0}$. Then the homotopy classes of homotopies between $\refl{x_0}$
and itself form a group $\pi_2(X,x_0)$, which tells us something about
the two-dimensional structure of the space. Then $\pi_3(X,x_0$) is the
group of homotopy classes of homotopies between homotopies, and so on.
One of the basic problems of algebraic topology is
\emph{calculating the homotopy groups of a space $X$}, which means
giving a group isomorphism between $\pi_k(X,x_0)$ and some more direct
description of a group (e.g., by a multiplication table or
presentation). Somewhat surprisingly, this is a very difficult
question, even for spaces as simple as the spheres. As can be seen from
\cref{tab:homotopy-groups-of-spheres}, some patterns emerge in the
higher homotopy groups of spheres, but there is no general formula, and
many homotopy groups of spheres are currently still unknown.
\bgroup
% Colors for the table of homotopy groups of spheres
\definecolor{xA}{\OPTcolormodel}{\OPTcolxA}
\definecolor{xB}{\OPTcolormodel}{\OPTcolxB}
\definecolor{xC}{\OPTcolormodel}{\OPTcolxC}
\definecolor{xD}{\OPTcolormodel}{\OPTcolxD}
\definecolor{xE}{\OPTcolormodel}{\OPTcolxE}
\definecolor{xF}{\OPTcolormodel}{\OPTcolxF}
\definecolor{xG}{\OPTcolormodel}{\OPTcolxG}
\definecolor{xH}{\OPTcolormodel}{\OPTcolxH}
\definecolor{xI}{\OPTcolormodel}{\OPTcolxI}
\definecolor{xJ}{\OPTcolormodel}{\OPTcolxJ}
\definecolor{xK}{\OPTcolormodel}{\OPTcolxK}
\definecolor{xL}{\OPTcolormodel}{\OPTcolxL}
\definecolor{xM}{\OPTcolormodel}{\OPTcolxM}
\newcommand{\cA}{\colorbox{xG}{\hbox to 20pt {\hfil$0$\hfil}}}
\newcommand{\cB}{\colorbox{xH}{\hbox to 20pt {\hfil$\Z$\hfil}}}
\newcommand{\cC}{\colorbox{xI}{\hbox to 20pt {\hfil$\Z_{2}$\hfil}}}
\newcommand{\cD}{\colorbox{xJ}{\hbox to 20pt {\hfil$\Z_{2}$\hfil}}}
\newcommand{\cE}{\colorbox{xK}{\hbox to 20pt {\hfil$\Z_{24}$\hfil}}}
\newcommand{\cF}{\colorbox{xL}{\hbox to 20pt {\hfil$0$\hfil}}}
\newcommand{\cG}{\colorbox{xM}{\hbox to 20pt {\hfil$0$\hfil}}}
\newcommand{\cH}{\colorbox{xF}{\hbox to 20pt {\hfil$0$\hfil}}}
\newcommand{\cI}{\colorbox{xE}{\hbox to 20pt {\hfil$0$\hfil}}}
\newcommand{\cJ}{\colorbox{xD}{\hbox to 20pt {\hfil$0$\hfil}}}
\newcommand{\cK}{\colorbox{xC}{\hbox to 20pt {\hfil$0$\hfil}}}
\newcommand{\cL}{\colorbox{xB}{\hbox to 20pt {\hfil$0$\hfil}}}
\newcommand{\cM}{\colorbox{xA}{\hbox to 20pt {\hfil$0$\hfil}}}
\begin{table}[htb]
\centering\small
\begin{tabular}{p{15pt}>{\centering\arraybackslash}p{\OPTspherescolwidth}>{\centering\arraybackslash}p{\OPTspherescolwidth}>{\centering\arraybackslash}p{\OPTspherescolwidth}>{\centering\arraybackslash}p{\OPTspherescolwidth}>{\centering\arraybackslash}p{\OPTspherescolwidth}>{\centering\arraybackslash}p{\OPTspherescolwidth}>{\centering\arraybackslash}p{\OPTspherescolwidth}>{\centering\arraybackslash}p{\OPTspherescolwidth}>{\centering\arraybackslash}p{\OPTspherescolwidth}}
\toprule
& $\Sn^0$ & $\Sn^1$ & $\Sn^{2}$ & $\Sn^{3}$ & $\Sn^{4}$ & $\Sn^{5}$ & $\Sn^{6}$ & $\Sn^{7}$ & $\Sn^{8}$ \\ \addlinespace[3pt] \midrule
$\pi_{1}$ & $0$ & $\Z$ & \cA & \cH & \cI & \cJ & \cK & \cL & \cM \\ \addlinespace[3pt]
$\pi_{2}$ & $0$ & $0$ & \cB & \cA & \cH & \cI & \cJ & \cK & \cL \\ \addlinespace[3pt]
$\pi_{3}$ & $0$ & $0$ & $\Z$ & \cB & \cA & \cH & \cI & \cJ & \cK \\ \addlinespace[3pt]
$\pi_{4}$ & $0$ & $0$ & $\Z_{2}$ & \cC & \cB & \cA & \cH & \cI & \cJ \\ \addlinespace[3pt]
$\pi_{5}$ & $0$ & $0$ & $\Z_{2}$ & $\Z_{2}$ & \cC & \cB & \cA & \cH & \cI \\ \addlinespace[3pt]
$\pi_{6}$ & $0$ & $0$ & $\Z_{12}$ & $\Z_{12}$ & \cD & \cC & \cB & \cA & \cH \\ \addlinespace[3pt]
$\pi_{7}$ & $0$ & $0$ & $\Z_{2}$ & $\Z_{2}$ & {\footnotesize $\Z {\times} \Z_{12}$} & \cD & \cC & \cB & \cA \\ \addlinespace[3pt]
$\pi_{8}$ & $0$ & $0$ & $\Z_{2}$ & $\Z_{2}$ & $\Z_{2}^{2}$ & \cE & \cD & \cC & \cB \\ \addlinespace[3pt]
$\pi_{9}$ & $0$ & $0$ & $\Z_{3}$ & $\Z_{3}$ & $\Z_{2}^{2}$ & $\Z_{2}$ & \cE & \cD & \cC \\ \addlinespace[3pt]
$\pi_{10}$ & $0$ & $0$ & $\Z_{15}$ & $\Z_{15}$ & \footnotesize{$\Z_{24} {\times} \Z_{3}$} & $\Z_{2}$ & \cF & \cE & \cD \\ \addlinespace[3pt]
$\pi_{11}$ & $0$ & $0$ & $\Z_{2}$ & $\Z_{2}$ & $\Z_{15}$ & $\Z_{2}$ & $\Z$ & \cF & \cE \\ \addlinespace[3pt]
$\pi_{12}$ & $0$ & $0$ & $\Z_{2}^{2}$ & $\Z_{2}^{2}$ & $\Z_{2}$ & $\Z_{30}$ & $\Z_{2}$ & \cG & \cF \\ \addlinespace[3pt]
$\pi_{13}$ & $0$ & $0$ & {\footnotesize $\Z_{12} {\times} \Z_{2}$} & {\footnotesize $\Z_{12} {\times} \Z_{2}$} & $\Z_{2}^{3}$ & $\Z_{2}$ & $\Z_{60}$ & $\Z_{2}$ & \cG \\ \addlinespace[3pt]
%$\pi_{14}$ & $0$ & $0$ & $\Z_{84} {\times} \Z_{2}^{2}$ & $\Z_{84} {\times} \Z_{2}^{2}$ & {\footnotesize $\Z_{120} {\times} \Z_{12} {\times} \Z_{2}$} & $\Z_{2}^{3}$ & $\Z_{24} {\times} \Z_{2}$ & $\Z_{120}$ & $\Z_{2}$ \\ \addlinespace[3pt]
%$\pi_{15}$ & $0$ & $0$ & $\Z_{2}^{2}$ & $\Z_{2}^{2}$ & $\Z_{84} {\times} \Z_{2}^{5}$ & $\Z_{72} {\times} \Z_{2}$ & $\Z_{2}^{3}$ & $\Z_{2}^{3}$ & $\Z {\times} \Z_{120}$ \\ \addlinespace[3pt]
\bottomrule
\end{tabular}
\caption{Homotopy groups of spheres~\cite{wikipedia-groups}.\index{homotopy!group!of sphere}
The $k^{\textrm{th}}$ homotopy group $\pi_k$ of the $n$-dimensional sphere
$\Sn^n$ is isomorphic to the group listed in each entry, where $\Z$ is
the additive group of integers,\index{integers} and $\Z_{m}$ is the cyclic group\index{group!cyclic}\index{cyclic group} of order~$m$.
}
\label{tab:homotopy-groups-of-spheres}
\end{table}
\egroup
One way of understanding this complexity is through the correspondence
between spaces and $\infty$-groupoids
\index{.infinity-groupoid@$\infty$-groupoid}%
introduced in \cref{cha:basics}.
As discussed in \cref{sec:circle}, the 2-sphere is presented by a higher
inductive type with one point and one 2-dimensional loop. Thus, one
might wonder why $\pi_3(\Sn ^2)$ is $\Z$, when the type $\Sn ^2$ has no
generators creating 3-dimensional cells. It turns out that the
generating element of $\pi_3(\Sn ^2)$ is constructed using the
interchange law described in the proof of \cref{thm:EckmannHilton}: the
algebraic structure of an $\infty$-groupoid includes non-trivial
interactions between levels, and these interactions create elements of
higher homotopy groups.
\index{classical!homotopy theory|)}%
Type theory provides a natural setting for investigating this structure, as
we can easily define the higher homotopy groups. Recall from \cref{def:loopspace} that for $n:\N$, the
$n$-fold iterated loop space\index{loop space!iterated} of a pointed type $(A,a)$ is defined
recursively by:
\begin{align*}
\Omega^0(A,a)&=(A,a)\\
\Omega^{n+1}(A,a)&=\Omega^n(\Omega(A,a)).
\end{align*}
%
This gives a \emph{space} (i.e.\ a type) of $n$-dimensional loops\index{loop!n-@$n$-}, which itself has
higher homotopies. We obtain the set of $n$-dimensional loops by
truncation (this was also defined as an example in
\cref{sec:free-algebras}):
\begin{defn}[Homotopy Groups]\label{def-of-homotopy-groups}
Given $n\ge 1$ and $(A,a)$ a pointed type, we define the \define{homotopy groups} of $A$
\indexdef{homotopy!group}%
at $a$ by
\[\pi_n(A,a)\defeq \Trunc0{\Omega^n(A,a)}\]
\end{defn}
\noindent
Since $n\ge 1$, the path concatenation and inversion operations on
$\Omega^n(A)$ induce operations on $\pi_n(A)$ making it into a group in
a straightforward way. If $n\ge 2$, then the group $\pi_n(A)$ is
abelian\index{group!abelian}, by the Eckmann--Hilton argument \index{Eckmann--Hilton argument} (\cref{thm:EckmannHilton}).
It is convenient to also write $\pi_0(A) \defeq \trunc0 A$,
but this case behaves somewhat differently: not only is it not a group,
it is defined without reference to any basepoint in $A$.
\index{presentation!of an infinity-groupoid@of an $\infty$-groupoid}%
This definition is a suitable one for investigating homotopy groups
because the (higher) inductive definition of a type $X$ presents $X$ as
a free type, analogous to a free $\infty$-groupoid,
\index{.infinity-groupoid@$\infty$-groupoid}%
and this
presentation \emph{determines} but does not \emph{explicitly describe}
the higher identity types of $X$. The identity types are populated by
both the generators ($\lloop$, for the circle) and the results of applying to them all of the groupoid
operations (identity, composition, inverses, associativity, interchange,
\ldots). Thus, the higher-inductive presentation of a space allows us
to pose the question ``what does the identity type of $X$ really turn out
to be?'' though it can take some significant mathematics to answer it.
This is a higher-dimensional generalization of a familiar fact in type
theory: characterizing the identity type of $X$ can take some work,
even if $X$ is an ordinary inductive type, such as the natural numbers
or booleans. For example, the theorem that $\bfalse$ is different
from $\btrue$ does not follow immediately from the definition;
see \cref{sec:compute-coprod}.
\index{univalence axiom}%
The univalence axiom plays an essential role in calculating homotopy
groups (without univalence, type theory is compatible with an
interpretation where all paths, including, for example, the loop on the
circle, are reflexivity). We will see this in the calculation of the
fundamental group of the circle below: the map from $\Omega(\Sn^1)$ to $\Z$ is defined by mapping a loop on the circle to an
automorphism\index{automorphism!of Z, successor@of $\Z$, successor} of the set $\Z$, so that, for example, $\lloop \ct \opp
\lloop$ is sent to $\mathsf{successor} \ct \mathsf{predecessor}$ (where
$\mathsf{successor}$ and $\mathsf{predecessor}$ are automorphisms of
$\Z$ viewed, by univalence, as paths in the universe), and then applying
the automorphism to 0. Univalence produces non-trivial paths in the
universe, and this is used to extract information from paths in higher
inductive types.
In this chapter, we first calculate some homotopy groups of spheres,
including $\pi_k(\Sn ^1)$ (\cref{sec:pi1-s1-intro}), $\pi_{k}(\Sn
^n)$ for $k<n$ (\cref{sec:conn-susp,sec:pik-le-n}), $\pi_2(\Sn ^2)$ and $\pi_3(\Sn ^2)$ by
way of the Hopf fibration (\cref{sec:hopf}) and a long-exact-sequence
argument (\cref{sec:long-exact-sequence-homotopy-groups}), and
$\pi_n(\Sn ^n)$ by way of the Freudenthal suspension theorem
(\cref{sec:freudenthal}). Next, we discuss the van Kampen theorem
(\cref{sec:van-kampen}), which characterizes the fundamental group of
a pushout, and the status of Whitehead's principle (when is a map that
induces an equivalence on all homotopy groups an equivalence?)
(\cref{sec:whitehead}). Finally, we include brief summaries of
additional results that are not included in the book, such as
$\pi_{n+1}(\Sn ^n)$ for $n\ge 3$, the Blakers--Massey theorem, and a
construction of Eilenberg--Mac Lane spaces (\cref{sec:moreresults}).
Prerequisites for this chapter include \cref{cha:typetheory,cha:basics,cha:hits,cha:hlevels} as well as parts of \cref{cha:logic}.
\index{fundamental!group!of circle|(}
\section{\texorpdfstring{$\pi_1(S^1)$}{π₁(S¹)}}
\label{sec:pi1-s1-intro}
In this section, our goal is to show that $\id {\pi_1(\Sn ^1)} {\Z}$.
In fact, we will show that the loop space\index{loop space} ${\Omega(\Sn ^1)}$ is equivalent to $\Z$.
This is a stronger statement, because $\id{\pi_1(\Sn ^1)} {\trunc 0 {\Omega(\Sn ^1)}}$ by
definition; so if $\id {\Omega(\Sn ^1)} {\Z}$, then $\id {\trunc
0 {\Omega(\Sn ^1)}} {\trunc 0 {\Z}}$ by congruence, and
$\Z$ is a set by definition (being a set-quotient; see \cref{defn-Z,Z-quotient-by-canonical-representatives}), so $\id {\trunc 0 {\Z}} {\Z}$.
Moreover, knowing that ${\Omega(\Sn ^1)}$ is a set will imply that $\pi_n(\Sn^1)$ is trivial for $n>1$, so we will actually have calculated \emph{all} the homotopy groups of $\Sn^1$.
\subsection{Getting started}
\label{sec:pi1s1-initial-thoughts}
It is not too hard to define functions in both directions between $\Omega(\Sn^1)$ and \Z.
By specializing \cref{thm:looptothe} to $\lloop:\base=\base$, we have a function $\lloop^{\blank} : \Z \rightarrow (\id{\base}{\base})$ defined (loosely speaking) by
\[
\lloop^n =
\begin{cases}
\underbrace{\lloop \ct \lloop \ct \cdots \ct \lloop}_{n} & \text{if $n > 0$,} \\
\underbrace{\opp \lloop \ct \opp \lloop \ct \cdots \ct \opp \lloop}_{-n} & \text{if $n < 0$,} \\
\refl{\base} & \text{if $n = 0$.}
\end{cases}
\]
%
Defining a function $g:\Omega(\Sn^1)\to\Z$ in the other direction is a bit trickier.
Note that the successor function $\Zsuc:\Z\to\Z$ is an equivalence,
\index{successor!isomorphism on Z@isomorphism on $\Z$}%
and hence induces a path $\ua(\Zsuc):\Z=\Z$ in the universe \type.
Thus, the recursion principle of $\Sn^1$ induces a map $c:\Sn^1\to\type$ by $c(\base)\defeq \Z$ and $\apfunc c (\lloop) \defid \ua(\Zsuc)$.
Then we have $\apfunc{c} : (\base=\base) \to (\Z=\Z)$, and we can define $g(p)\defeq \transfib{X\mapsto X}{\apfunc{c}(p)}{0}$.
With these definitions, we can even prove that $g(\lloop^n)=n$ for any $n:\Z$, using the induction principle \cref{thm:sign-induction} for $n$.
(We will prove something more general a little later on.)
However, the other equality $\lloop^{g(p)}=p$ is significantly harder.
The obvious thing to try is path induction, but path induction does not apply to loops such as $p:(\base=\base)$ that have \emph{both} endpoints fixed!
A new idea is required, one which can be explained both in terms of classical homotopy theory and in terms of type theory.
We begin with the former.
\subsection{The classical proof}
\label{sec:pi1s1-classical-proof}
\index{classical!homotopy theory|(}%
In classical homotopy theory, there is a standard proof of $\pi_1(\Sn^1)=\Z$ using universal covering spaces.
Our proof can be regarded as a type-theoretic version of this proof, with covering spaces appearing here as fibrations whose fibers are sets.
\index{fibration}%
\index{total!space}%
Recall that \emph{fibrations} over a space $B$ in homotopy theory correspond to type families $B\to\type$ in type theory.
\index{path!fibration}%
\index{fibration!of paths}%
In particular, for a point $x_0:B$, the type family $(x\mapsto (x_0=x))$ corresponds to the \emph{path fibration} $P_{x_0} B \to B$, in which the points of $P_{x_0} B$ are paths in $B$ starting at $x_0$, and the map to $B$ selects the other endpoint of such a path.
This total space $P_{x_0} B$ is contractible, since we can ``retract'' any path to its initial endpoint $x_0$ --- we have seen the type-theoretic version of this as \cref{thm:contr-paths}.
Moreover, the fiber over $x_0$ is the loop space\index{loop space} $\Omega(B,x_0)$ --- in type theory this is obvious by definition of the loop space.
\begin{figure}\centering
\begin{tikzpicture}[xscale=1.4,yscale=.6]
\node (R) at (2,1) {$\mathbb{R}$};
\node (S1) at (2,-2) {$S^1$};
\draw[->] (R) -- node[auto] {$w$} (S1);
\draw (0,-2) ellipse (1 and .4);
\draw[dotted] (1,0) arc (0:-30:1 and .8);
\draw (1,0) arc (0:90:1 and .8) arc (90:270:1 and .3) coordinate (t1);
\draw[white,line width=4pt] (t1) arc (-90:90:1 and .8);
\draw (t1) arc (-90:90:1 and .8) arc (90:270:1 and .3) coordinate (t2);
\draw[white,line width=4pt] (t2) arc (-90:90:1 and .8);
\draw (t2) arc (-90:90:1 and .8) arc (90:270:1 and .3) coordinate (t3);
\draw[white,line width=4pt] (t3) arc (-90:90:1 and .8);
\draw (t3) arc (-90:-30:1 and .8) coordinate (t4);
\draw[dotted] (t4) arc (-30:0:1 and .8);
\node[fill,circle,inner sep=1pt,label={below:\scriptsize \base}] at (0,-2.4) {};
\node[fill,circle,inner sep=1pt,label={above left:\scriptsize 0}] at (0,.2) {};
\node[fill,circle,inner sep=1pt,label={above left:\scriptsize 1}] at (0,1.2) {};
\node[fill,circle,inner sep=1pt,label={above left:\scriptsize 2}] at (0,2.2) {};
\end{tikzpicture}
\caption{The winding map in classical topology}\label{fig:winding}
\end{figure}
Now in classical homotopy theory, where $\Sn^1$ is regarded as a topological space, we may proceed as follows.
\index{winding!map}%
Consider the ``winding'' map $w:\mathbb{R}\to \Sn ^1$, which looks like a helix projecting down onto the circle (see \cref{fig:winding}).
This map $w$ sends each point on the helix\index{helix} to the point on the circle that it is ``sitting above''.
It is a fibration, and the fiber over each point is isomorphic to the integers.\index{integers}
If we lift the path that goes counterclockwise around the loop on the bottom, we go up one level in the helix, incrementing the integer in the fiber.
Similarly, going clockwise around the loop on the bottom corresponds to going down one level in the helix, decrementing this count.
This fibration is called the \emph{universal cover} of the circle.
\index{universal!cover}%
\index{cover!universal}%
\index{covering space!universal}%
Now a basic fact in classical homotopy theory is that a map $E_1\to E_2$ of fibrations over $B$ which is a homotopy equivalence between $E_1$ and $E_2$ induces a homotopy equivalence on all fibers.
(We have already seen the type-theoretic version of this as well in \cref{thm:total-fiber-equiv}.)
Since $\mathbb{R}$ and $P_{\base} S^1$ are both contractible topological spaces, they are homotopy equivalent, and thus their fibers $\Z$ and $\Omega(\Sn ^1)$ over the basepoint are also homotopy equivalent.
\index{classical!homotopy theory|)}%
\subsection{The universal cover in type theory}
\label{sec:pi1s1-universal-cover}
\index{universal!cover|(}%
\index{cover!universal|(}%
\index{covering space!universal|(}%
Let us consider how we might express the preceding proof in type theory.
We have already remarked that the path fibration of $\Sn^1$ is represented by the type family $(x\mapsto (\base=x))$.
We have also already seen a good candidate for the universal cover of $\Sn^1$: it's none other than the type family $c:\Sn^1\to\type$ which we defined in \cref{sec:pi1s1-initial-thoughts}!
By definition, the fiber of this family over $\base$ is $\Z$, while the effect of transporting around $\lloop$ is to add one --- thus it behaves just as we would expect from \cref{fig:winding}.
However, since we don't know yet that this family behaves like a universal cover is supposed to (for instance, that its total space is simply connected), we use a different name for it.
For reference, therefore, we repeat the definition.
\index{integers}
\begin{defn}[Universal Cover of $\Sn^1$] \label{S1-universal-cover}
Define $\code : \Sn ^1 \to \type$ by circle-recursion, with
\begin{align*}
\code(\base) &\defeq \Z \\
\apfunc{\code}({\lloop}) &\defid \ua(\Zsuc).
\end{align*}
\end{defn}
We emphasize briefly the definition of this family, since it is so different from how one usually defines covering spaces in classical homotopy theory.
To define a function by circle recursion, we need to find a point and a
loop in the codomain. In this case, the codomain is $\type$, and the point
we choose is $\Z$, corresponding to our expectation that the
fiber of the universal cover should be the integers. The loop we choose
is the successor/predecessor
\index{successor!isomorphism on Z@isomorphism on $\Z$}%
\index{predecessor!isomorphism on Z@isomorphism on $\Z$}%
isomorphism on $\Z$, which
corresponds to the fact that going around the loop in the base goes up
one level on the helix. Univalence is necessary for this part of the
proof, because we need to convert a \emph{non-trivial} equivalence on $\Z$ into an identity.
We call this the fibration of ``codes'', because its elements are combinatorial data that act as codes for paths on the circle: the integer $n$ codes for the path which loops around the circle $n$ times.
From this definition, it is simple to calculate that transporting with
$\code$ takes $\lloop$ to the successor function, and
$\opp{\lloop}$ to the predecessor function:
\begin{lem} \label{lem:transport-s1-code}
\id{\transfib \code \lloop x} {x + 1} and
\id{\transfib \code {\opp \lloop} x} {x - 1}.
\end{lem}
\begin{proof}
For the first equation, we calculate as follows:
\begin{align}
{\transfib \code \lloop x}
&= \transfib {A \mapsto A} {(\ap{\code}{\lloop})} x \tag{by \cref{thm:transport-compose}}\\
&= \transfib {A \mapsto A} {\ua (\Zsuc)} x \tag{by computation for $\rec{\Sn^1}$}\\
&= x + 1 \tag{by computation for \ua}.
\end{align}
The second equation follows from the first, because $\transfib{B}{p}{\blank}$ and $\transfib{B}{\opp p}{\blank}$ are always inverses, so $\transfib\code {\opp \lloop}{\blank}$ must be the inverse of $\Zsuc$.
\end{proof}
We can now see what was wrong with our first approach: we defined $f$ and $g$ only on the fibers $\Omega(\Sn^1)$ and \Z, when we should have defined a whole morphism \emph{of fibrations} over $\Sn^1$.
In type theory, this means we should have defined functions having types
\begin{align}
\prd{x:\Sn^1} &((\base=x) \to \code(x)) \qquad\text{and/or} \label{eq:pi1s1-encode}\\
\prd{x:\Sn^1} &(\code(x) \to (\base=x))\label{eq:pi1s1-decode}
\end{align}
instead of only the special cases of these when $x$ is \base.
This is also an instance of a common observation in type theory: when attempting to prove something about particular inhabitants of some inductive type, it is often easier to generalize the statement so that it refers to \emph{all} inhabitants of that type, which we can then prove by induction.
Looked at in this way, the proof of $\Omega(\Sn^1)=\Z$ fits into the same pattern as the characterization of the identity types of coproducts and natural numbers in \cref{sec:compute-coprod,sec:compute-nat}.
At this point, there are two ways to finish the proof.
We can continue mimicking the classical argument by constructing~\eqref{eq:pi1s1-encode} or~\eqref{eq:pi1s1-decode} (it doesn't matter which), proving that a homotopy equivalence between total spaces induces an equivalence on fibers, and then that the total space of the universal cover is contractible.
The first type-theoretic proof of $\Omega(\Sn^1)=\Z$ followed this pattern; we call it the \emph{homotopy-theoretic} proof.
Later, however, we discovered that there is an alternative proof, which has a more type-theoretic feel and more closely follows the proofs in \cref{sec:compute-coprod,sec:compute-nat}.
In this proof, we directly construct both~\eqref{eq:pi1s1-encode} and~\eqref{eq:pi1s1-decode}, and prove that they are mutually inverse by calculation.
We will call this the \emph{encode-decode} proof, because we call the functions~\eqref{eq:pi1s1-encode} and~\eqref{eq:pi1s1-decode} \emph{encode} and \emph{decode} respectively.
Both proofs use the same construction of the cover given above.
Where the classical proof induces an equivalence on fibers from an equivalence between total spaces, the encode-decode proof constructs the inverse map (\emph{decode}) explicitly as a map between fibers.
And where the classical proof uses contractibility, the encode-decode proof uses path induction, circle induction, and integer induction.
These are the same tools used to prove contractibility---indeed, path induction \emph{is} essentially contractibility of the path fibration composed with $\mathsf{transport}$---but they are applied in a different way.
Since this is a book about homotopy type theory, we present the encode-decode proof first.
A homotopy theorist who gets lost is encouraged to skip to the homotopy-theoretic proof (\cref{subsec:pi1s1-homotopy-theory}).
\index{universal!cover|)}%
\index{cover!universal|)}%
\index{covering space!universal|)}%
\subsection{The encode-decode proof}
\label{subsec:pi1s1-encode-decode}
\index{encode-decode method|(}%
\indexsee{encode}{encode-decode method}%
\indexsee{decode}{encode-decode method}%
We begin with the function~\eqref{eq:pi1s1-encode} that maps paths to codes:
\begin{defn}
Define $\encode : \prd{x : \Sn ^1} (\base=x) \rightarrow \code(x)$ by
\[
\encode \: p \defeq \transfib{\code} p 0
\]
(we leave the argument $x$ implicit).
\end{defn}
Encode is defined by lifting a path into the universal cover, which
determines an equivalence, and then applying the resulting equivalence
to $0$.
The interesting thing about this function is that it computes a concrete
number from a loop on the circle, when this loop is represented using
the abstract groupoidal framework of homotopy type theory. To gain an
intuition for how it does this, observe that by the above lemmas,
$\transfib \code \lloop x$ is the successor map and $\transfib \code {\opp
\lloop} x$ is the predecessor map.
Further, $\mathsf{transport}$ is functorial (\cref{cha:basics}), so
$\transfib{\code} {\lloop \ct \lloop}{\blank}$ is
\[(\transfib \code \lloop-) \circ (\transfib \code \lloop-)\]
and so on.
Thus, when $p$ is a composition like
\[
\lloop \ct \opp \lloop \ct \lloop \ct \cdots
\]
$\transfib{\code}{p}{\blank}$ will compute a composition of functions like
\[
\Zsuc \circ \Zpred \circ \Zsuc \circ \cdots
\]
Applying this composition of functions to 0 will compute the
\index{winding!number}%
\emph{winding number} of the path---how many times it goes around the
circle, with orientation marked by whether it is positive or negative,
after inverses have been canceled. Thus, the computational behavior of
$\encode$ follows from the reduction rules for higher-inductive types and
univalence, and the action of $\mathsf{transport}$ on compositions and inverses.
Note that the instance $\encode' \defeq \encode_{\base}$ has type
$(\id \base \base) \rightarrow \Z$.
This will be one half of our desired equivalence; indeed, it is exactly the function $g$ defined in \cref{sec:pi1s1-initial-thoughts}.
Similarly, the function~\eqref{eq:pi1s1-decode} is a generalization of the function $\lloop^{\blank}$ from \cref{sec:pi1s1-initial-thoughts}.
\begin{defn}\label{thm:pi1s1-decode}
Define $\decode : \prd{x : \Sn ^1}\code(x) \rightarrow (\base=x)$ by
circle induction on $x$. It suffices to give a function
${\code(\base) \rightarrow (\base=\base)}$, for which we use $\lloop^{\blank}$, and
to show that $\lloop^{\blank}$ respects the loop.
\end{defn}
\begin{proof}
To show that $\lloop^{\blank}$ respects the loop, it suffices to give a path
from $\lloop^{\blank}$ to itself that lies over $\lloop$.
By the definition of dependent paths, this means a path from
\[\transfib {(x' \mapsto \code(x') \rightarrow (\base=x'))} {\lloop} {\lloop^{\blank}}\]
to $\lloop^{\blank}$. We define such a
path as follows:
\begin{align*}
\MoveEqLeft \transfib {(x' \mapsto \code(x') \rightarrow (\base=x'))} \lloop {\lloop^{\blank}}\\
&= \transfibf {x'\mapsto (\base=x')}(\lloop) \circ {\lloop^{\blank}} \circ \transfibf \code ({\opp \lloop}) \\
&= (- \ct \lloop) \circ (\lloop^{\blank}) \circ \transfibf \code ({\opp \lloop}) \\
&= (- \ct \lloop) \circ (\lloop^{\blank}) \circ \Zpred \\
&= (n \mapsto \lloop^{n - 1} \ct \lloop).
\end{align*}
On the first line, we apply the characterization of $\mathsf{transport}$
when the outer connective of the fibration is $\rightarrow$, which
reduces the $\mathsf{transport}$ to pre- and post-composition with
$\mathsf{transport}$ at the domain and codomain types. On the second line,
we apply the characterization of $\mathsf{transport}$ when the type family
is $x\mapsto \id{\base}{x}$, which is post-composition of paths. On the third line,
we use the action of $\code$ on $\opp \lloop$ from
\cref{lem:transport-s1-code}. And on the fourth line, we simply
reduce the function composition. Thus, it suffices to show that for all
$n$, $\id{\lloop^{n - 1} \ct \lloop}{\lloop^{n}}$. This is an easy application of \cref{thm:sign-induction}, using the groupoid laws.
\end{proof}
We can now show that $\encode$ and $\decode$ are quasi-inverses.
What used to be the difficult direction is now easy!
\begin{lem} \label{lem:s1-decode-encode}
For all $x: \Sn ^1$ and $p : \id \base x$, $\id
{\decode_x({{\encode_x(p)}})} p$.
\end{lem}
\begin{proof}
By path induction, it suffices to show that
\narrowequation{\id {\decode_{\base}({{\encode_{\base}(\refl{\base})}})} {\refl{\base}}.}
But
\narrowequation{\encode_{\base}(\refl{\base}) \jdeq \transfib{\code}{\refl{\base}} 0 \jdeq 0,}
and $\decode_{\base}(0) \jdeq \lloop^ 0 \jdeq \refl{\base}$.
\end{proof}
The other direction is not much harder.
\begin{lem} \label{lem:s1-encode-decode} For all
$x: \Sn ^1$ and $c : \code(x)$, we have $\id
{\encode_x({{\decode_x(c)}})} c$.
\end{lem}
\begin{proof}
The proof is by circle induction. It suffices to show the case for
\base, because the case for \lloop is a path between paths in
$\Z$, which is immediate because $\Z$ is a set.
Thus, it suffices to show, for all $n : \Z$, that
\[
\id {\encode'(\lloop^n)} {n}
\]
The proof is by induction, using \cref{thm:sign-induction}.
%
\begin{itemize}
\item In the case for $0$, the result is true by definition.
\item In the case for $n+1$,
\begin{align}
{\encode'(\lloop^{n+1})}
&= {\encode'(\lloop^{n} \ct \lloop)} \tag{by definition of $\lloop^{\blank}$} \\
&= \transfib{\code}{(\lloop^{n} \ct \lloop)}{0} \tag{by definition of $\encode$}\\
&= \transfib{\code}{\lloop}{(\transfib{\code}{\lloop^n}{0})} \tag{by functoriality}\\
&= {(\transfib{\code}{\lloop^n}{0})} + 1 \tag{by \cref{lem:transport-s1-code}}\\
&= n + 1. \tag{by the inductive hypothesis}
\end{align}
\item The case for negatives is analogous. \qedhere
\end{itemize}
\end{proof}
Finally, we conclude the theorem.
\begin{thm}
There is a family of equivalences $\prd{x : \Sn ^1} (\eqv {(\base=x)} {\code(x)})$.
\end{thm}
\begin{proof}
The maps $\encode$ and $\decode$ are quasi-inverses by
\cref{lem:s1-decode-encode,lem:s1-encode-decode}.
\end{proof}
Instantiating at {\base} gives
\begin{cor}\label{cor:omega-s1}
$\eqv {\Omega(\Sn^1,\base)} {\Z}$.
\end{cor}
A simple induction shows that this equivalence takes addition to
composition, so that $\Omega(\Sn ^1) = \Z$ as groups.
\begin{cor} \label{cor:pi1s1}
$\id{\pi_1(\Sn ^1)} {\Z}$, while $\id{\pi_n(\Sn ^1)}0$ for $n>1$.
\end{cor}
\begin{proof}
For $n=1$, we sketched the proof from \cref{cor:omega-s1} above.
For $n > 1$, we have $\trunc 0 {\Omega^{n}(\Sn ^1)} = \trunc 0 {\Omega^{n-1}(\Omega{\Sn ^1})} = \trunc 0 {\Omega^{n-1}(\Z)}$.
And since $\Z$ is a set, $\Omega^{n-1}(\Z)$ is contractible, so this is trivial.
\end{proof}
\index{encode-decode method|)}%
\subsection{The homotopy-theoretic proof}
\label{subsec:pi1s1-homotopy-theory}
In \cref{sec:pi1s1-universal-cover}, we defined the putative universal cover $\code:\Sn^1\to\type$ in type theory, and in \cref{subsec:pi1s1-homotopy-theory} we defined a map $\encode : \prd{x:\Sn^1} (\base=x) \to \code(x)$ from the path fibration to the universal cover.
What remains for the classical proof is to show that this map induces an equivalence on total spaces because both are contractible, and to deduce from this that it must be an equivalence on each fiber.
\index{total!space}%
In \cref{thm:contr-paths} we saw that the total space $\sm{x:\Sn^1} (\base=x)$ is contractible.
For the other, we have:
\begin{lem}\label{thm:iscontr-s1cover}
The type $\sm{x:\Sn^1}\code(x)$ is contractible.
\end{lem}
\begin{proof}
We apply the flattening lemma (\cref{thm:flattening}) with the following values:
\begin{itemize}
\item $A\defeq\unit$ and $B\defeq\unit$, with $f$ and $g$ the obvious functions.
Thus, the base higher inductive type $W$ in the flattening lemma is equivalent to $\Sn^1$.
\item $C:A\to\type$ is constant at \Z.
\item $D:\prd{b:B} (\eqv{\Z}{\Z})$ is constant at $\Zsuc$.
\end{itemize}
Then the type family $P:\Sn^1\to\type$ defined in the flattening lemma is equivalent to $\code:\Sn^1\to\type$.
Thus, the flattening lemma tells us that $\sm{x:\Sn^1}\code(x)$ is equivalent to a higher inductive type with the following generators, which we denote $R$:
\begin{itemize}
\item A function $\mathsf{c}: \Z \to R$.
\item For each $z:\Z$, a path $\mathsf{p}_z:\mathsf{c}(z) = \mathsf{c}(\Zsuc(z))$.
\end{itemize}
We might call this type the \define{homotopical reals};
\indexdef{real numbers!homotopical}%
it plays the same role as the topological space $\mathbb{R}$ in the classical proof.
Thus, it remains to show that $R$ is contractible.
As center of contraction we choose $\mathsf{c}(0)$; we must now show that $x=\mathsf{c}(0)$ for all $x:R$.
We do this by induction on $R$.
Firstly, when $x$ is $\mathsf{c}(z)$, we must give a path $q_z:\mathsf{c}(0) = \mathsf{c}(z)$, which we can do by induction on $z:\Z$, using \cref{thm:sign-induction}:
\begin{align*}
q_0 &\defid \refl{\mathsf{c}(0)}\\
q_{n+1} &\defid q_n \ct \mathsf{p}_n & &\text{for $n\ge 0$}\\
q_{n-1} &\defid q_n \ct \opp{\mathsf{p}_{n-1}} & &\text{for $n\le 0$.}
\end{align*}
Secondly, we must show that for any $z:\Z$, the path $q_z$ is transported along $\mathsf{p}_z$ to $q_{z+1}$.
By transport of paths, this means we want $q_z \ct \mathsf{p}_z = q_{z+1}$.
This is easy by induction on $z$, using the definition of $q_z$.
This completes the proof that $R$ is contractible, and thus so is $\sm{x:\Sn^1}\code(x)$.
\end{proof}
\begin{cor}\label{thm:encode-total-equiv}
The map induced by \encode:
\[ \tsm{x:\Sn^1} (\base=x) \to \tsm{x:\Sn^1}\code(x) \]
is an equivalence.
\end{cor}
\begin{proof}
Both types are contractible.
\end{proof}
\begin{thm}
$\eqv {\Omega(\Sn^1,\base)} {\Z}$.
\end{thm}
\begin{proof}
Apply \cref{thm:total-fiber-equiv} to $\encode$, using \cref{thm:encode-total-equiv}.
\end{proof}
In essence, the two proofs are not very different: the encode-decode one may be seen as a ``reduction'' or ``unpackaging'' of the homotopy-theoretic one.
Each has its advantages; the interplay between the two points of view is part of the interest of the subject.
\index{fundamental!group!of circle|)}
\subsection{The universal cover as an identity system}
\label{sec:pi1s1-idsys}
Note that the fibration $\code:\Sn^1\to\type$ together with $0:\code(\base)$ is a \emph{pointed predicate} in the sense of \cref{defn:identity-systems}.
From this point of view, we can see that the encode-decode proof in \cref{subsec:pi1s1-encode-decode} consists of proving that \code satisfies \cref{thm:identity-systems}\ref{item:identity-systems3}, while the homotopy-theoretic proof in \cref{subsec:pi1s1-homotopy-theory} consists of proving that it satisfies \cref{thm:identity-systems}\ref{item:identity-systems4}.
This suggests a third approach.
\begin{thm}
The pair $(\code,0)$ is an identity system at $\base:\Sn^1$ in the sense of \cref{defn:identity-systems}.
\end{thm}
\begin{proof}
Let $D:\prd{x:\Sn^1} \code(x) \to \type$ and $d:D(\base,0)$ be given; we want to define a function $f:\prd{x:\Sn^1}{c:\code(x)} D(x,c)$.
By circle induction, it suffices to specify $f(\base):\prd{c:\code(\base)} D(\base,c)$ and verify that $\trans{\lloop}{f(\base)} = f(\base)$.
Of course, $\code(\base)\jdeq \Z$.
By \cref{lem:transport-s1-code} and induction on $n$, we may obtain a path $p_n : \transfib{\code}{\lloop^n}{0} = n$ for any integer $n$.
Therefore, by paths in $\Sigma$-types, we have a path $\pairpath(\lloop^n,p_n) : (\base,0) = (\base,n)$ in $\sm{x:\Sn^1} \code(x)$.
Transporting $d$ along this path in the fibration $\widehat{D}:(\sm{x:\Sn^1} \code(x)) \to\type$ associated to $D$, we obtain an element of $D(\base,n)$ for any $n:\Z$.
We define this element to be $f(\base)(n)$:
\[ f(\base)(n) \defeq \transfib{\widehat{D}}{\pairpath(\lloop^n,p_n)}{d}. \]
%
Now we need $\transfib{\lam{x} \prd{c:\code(x)} D(x,c)}{\lloop}{f(\base)} = f(\base)$.
By \cref{thm:dpath-forall}, this means we need to show that for any $n:\Z$,
%
\begin{narrowmultline*}
\transfib{\widehat D}{\pairpath(\lloop,\refl{\trans\lloop n})}{f(\base)(n)}
=_{D(\base,\trans\lloop n)} \narrowbreak
f(\base)(\trans\lloop n).
\end{narrowmultline*}
%
Now we have a path $q:\trans\lloop n = n+1$, so transporting along this, it suffices to show
\begin{multline*}
\transfib{D(\base)}{q}{\transfib{\widehat D}{\pairpath(\lloop,\refl{\trans\lloop n})}{f(\base)(n)}}\\
=_{D(\base,n+1)} \transfib{D(\base)}{q}{f(\base)(\trans\lloop n)}.
\end{multline*}
By a couple of lemmas about transport and dependent application, this is equivalent to
\[ \transfib{\widehat D}{\pairpath(\lloop,q)}{f(\base)(n)} =_{D(\base,n+1)} f(\base)(n+1). \]
However, expanding out the definition of $f(\base)$, we have
\begin{narrowmultline*}
\transfib{\widehat D}{\pairpath(\lloop,q)}{f(\base)(n)}
\narrowbreak
\begin{aligned}[t]
&= \transfib{\widehat D}{\pairpath(\lloop,q)}{\transfib{\widehat{D}}{\pairpath(\lloop^n,p_n)}{d}}\\
&= \transfib{\widehat D}{\pairpath(\lloop^n,p_n) \ct \pairpath(\lloop,q)}{d}\\
&= \transfib{\widehat D}{\pairpath(\lloop^{n+1},p_{n+1})}{d}\\
&= f(\base)(n+1).
\end{aligned}
\end{narrowmultline*}
We have used the functoriality of transport, the characterization of composition in $\Sigma$-types (which was an exercise for the reader), and a lemma relating $p_n$ and $q$ to $p_{n+1}$ which we leave it to the reader to state and prove.
This completes the construction of $f:\prd{x:\Sn^1}{c:\code(x)} D(x,c)$.
Since
\[f(\base,0) \jdeq \trans{\pairpath(\lloop^0,p_0)}{d} = \trans{\refl{\base}}{d} = d,\]
we have shown that $(\code,0)$ is an identity system.
\end{proof}
\begin{cor}
For any $x:\Sn^1$, we have $\eqv{(\base=x)}{\code(x)}$.
\end{cor}
\begin{proof}
By \cref{thm:identity-systems}.
\end{proof}
Of course, this proof also contains essentially the same elements as the previous two.
Roughly, we can say that it unifies the proofs of \cref{thm:pi1s1-decode,lem:s1-encode-decode}, performing the requisite inductive argument only once in a generic case.
\begin{rmk}
Note that all of the above proofs that $\eqv{\pi_1(\Sn^1)}{\Z}$ use the univalence axiom in an essential way.
This is unavoidable: univalence or something like it is \emph{necessary} in order to prove $\eqv{\pi_1(\Sn^1)}{\Z}$.
In the absence of univalence, it is consistent to assume the statement ``all types are sets'' (a.k.a.\ ``uniqueness of identity proofs'' or ``Axiom K'', as discussed in \cref{sec:hedberg}), and this statement implies instead that $\eqv{\pi_1(\Sn^1)}{\unit}$.
In fact, the (non)triviality of $\pi_1(\Sn^1)$ detects exactly whether all types are sets: the proof of \cref{thm:loop-nontrivial} showed conversely that if $\lloop=\refl{\base}$ then all types are sets.
\end{rmk}
\section{Connectedness of suspensions}
\label{sec:conn-susp}
Recall from \cref{sec:connectivity} that a type $A$ is called \define{$n$-connected} if $\trunc nA$ is contractible.
The aim of this section is to prove that the operation of suspension from \cref{sec:suspension} increases connectedness.
\begin{thm} \label{thm:suspension-increases-connectedness}
If $A$ is $n$-connected then the suspension of $A$ is $(n+1)$-connected.
\end{thm}
\begin{proof}
We remarked in \cref{sec:colimits} that the suspension of $A$ is the pushout $\unit\sqcup^A\unit$, so we need to
prove that the following type is contractible:
%
\[\trunc{n+1}{\unit\sqcup^A\unit}.\]
%
By \cref{reflectcommutespushout} we know that
$\trunc{n+1}{\unit\sqcup^A\unit}$ is a pushout in $\typelep{n+1}$ of the diagram
\[\xymatrix{\trunc{n+1}A \ar[d] \ar[r] & \trunc{n+1}{\unit} \\
\trunc{n+1}{\unit} & }.\]
%
Given that $\trunc{n+1}{\unit}=\unit$, the type
$\trunc{n+1}{\unit\sqcup^A\unit}$ is also a pushout of the following diagram in
$\typelep{n+1}$ (because both diagrams are equal)
%
\[\Ddiag=\vcenter{\xymatrix{\trunc{n+1}A \ar[d] \ar[r] & \unit \\
\unit & }}.\]
%
We will now prove that $\unit$ is also a pushout of $\Ddiag$ in
$\typelep{n+1}$.
%
Let $E$ be an $(n+1)$-truncated type; we need to prove that the following map
is an equivalence
%
\[\function{(\unit \to E)}{\cocone{\Ddiag}{E}}{y}
{(y,y,\lamu{u:{\trunc{n+1}A}} \refl{y(\ttt)})}.\]
%
where we recall that $\cocone{\Ddiag}{E}$ is the type
\[\sm{f:\unit \to E}{g:\unit \to E}(\trunc{n+1}A\to
(f(\ttt)=_E{}g(\ttt))).\]
%
The map $\function{(\unit\to E)}{E}{f}{f(\ttt)}$ is an equivalence, hence
we also have
\[\cocone{\Ddiag}{E}=\sm{x:E}{y:E}(\trunc{n+1}A\to(x=_Ey)).\]
%
Now $A$ is $n$-connected hence so is $\trunc{n+1}A$ because
$\trunc n{\trunc{n+1}A}=\trunc nA=\unit$, and $(x=_Ey)$ is $n$-truncated because
$E$ is $(n+1)$-truncated. Hence by \cref{connectedtotruncated} the
following map is an equivalence
%
\[\function{(x=_Ey)}{(\trunc{n+1}A\to(x=_Ey))}{p}{\lam{z} p}\]
%
Hence we have
%
\[\cocone{\Ddiag}{E}=\sm{x:E}{y:E}(x=_Ey).\]
%
But the following map is an equivalence
%
\[\function{E}{\sm{x:E}{y:E}(x=_Ey)}{x}{(x,x,\refl{x})}.\]
%
Hence
%
\[\cocone{\Ddiag}{E}=E.\]
%
Finally we get an equivalence
%
\[(\unit \to E)\eqvsym\cocone{\Ddiag}{E}\]
%
We can now unfold the definitions in order to get the explicit expression of
this map, and we see easily that this is exactly the map we had at the
beginning.
Hence we proved that $\unit$ is a pushout of $\Ddiag$ in $\typelep{n+1}$. Using
uniqueness of pushouts we get that $\trunc{n+1}{\unit\sqcup^A\unit}=\unit$
which proves that the suspension of $A$ is $(n+1)$-connected.
\end{proof}
\begin{cor} \label{cor:sn-connected}
For all $n:\N$, the sphere $\Sn^n$ is $(n-1)$-connected.
\end{cor}
\begin{proof}
We prove this by induction on $n$.
%
For $n=0$ we have to prove that $\Sn^0$ is merely inhabited, which is clear.
%
Let $n:\N$ be such that $\Sn^n$ is $(n-1)$-connected. By definition $\Sn^{n+1}$
is the suspension of $\Sn^n$, hence by the previous lemma $\Sn^{n+1}$ is
$n$-connected.
\end{proof}
\section{\texorpdfstring{$\pi_{k \le n}$}{π\_(k≤n)} of an \texorpdfstring{$n$}{n}-connected space and \texorpdfstring{$\pi_{k < n}(\Sn ^n)$}{π\_(k<n)(Sⁿ)}}
\label{sec:pik-le-n}
Let $(A,a)$ be a pointed type and $n:\N$. Recall from
\cref{thm:homotopy-groups} that if $n>0$ the set $\pi_n(A,a)$ has a group
structure, and if $n>1$ the group is abelian\index{group!abelian}.
We can now say something about homotopy groups of $n$-truncated and
$n$-connected types.
\begin{lem}
If $A$ is $n$-truncated and $a:A$, then $\pi_k(A,a)=\unit$ for all $k>n$.
\end{lem}
\begin{proof}
The loop space of an $n$-type is an
$(n-1)$-type, hence $\Omega^k(A,a)$ is an $(n-k)$-type, and we have
$(n-k)\le-1$ so $\Omega^k(A,a)$ is a mere proposition. But $\Omega^k(A,a)$ is inhabited,
so it is actually contractible and
$\pi_k(A,a)=\trunc0{\Omega^k(A,a)}=\trunc0{\unit}=\unit$.
\end{proof}
\begin{lem} \label{lem:pik-nconnected}
If $A$ is $n$-connected and $a:A$, then $\pi_k(A,a)=\unit$ for all $k\le{}n$.
\end{lem}
\begin{proof}
We have the following sequence of equalities:
%
\begin{narrowmultline*}
\pi_k(A,a) = \trunc0{\Omega^k(A,a)}
= \Omega^k(\trunc k{(A,a)})
= \Omega^k(\trunc k{\trunc n{(A,a)}})
= \narrowbreak
\Omega^k(\trunc k{\unit})
= \Omega^k(\unit)
= \unit.
\end{narrowmultline*}
%
The third equality uses the fact that $k\le{}n$ in order to use that
$\truncf k\circ\truncf n=\truncf k$ and the fourth equality uses the fact that $A$ is
$n$-connected.
\end{proof}
\begin{cor}
$\pi_k(\Sn ^n) = \unit$ for $k < n$.
\end{cor}
\begin{proof}
The sphere $\Sn^n$ is $(n-1)$-connected by \cref{cor:sn-connected}, so
we can apply \cref{lem:pik-nconnected}.
\end{proof}
\section{Fiber sequences and the long exact sequence}
\label{sec:long-exact-sequence-homotopy-groups}
\index{fiber sequence|(}%
\index{sequence!fiber|(}%
If the codomain of a function $f:X\to Y$ is equipped with a basepoint $y_0:Y$, then we refer to the fiber $F\defeq \hfib f {y_0}$ of $f$ over $y_0$ as \define{the fiber of $f$}\index{fiber}.
(If $Y$ is connected, then $F$ is determined up to mere equivalence; see \cref{ex:unique-fiber}.)
We now show that if $X$ is also pointed and $f$ preserves basepoints, then there is a relation between the homotopy groups of $F$, $X$, and $Y$ in the form of a \emph{long exact sequence}.
We derive this by way of the \emph{fiber sequence} associated to such an $f$.
\begin{defn}\label{def:pointedmap}
A \define{pointed map}
\indexdef{pointed!map}%
\indexsee{function!pointed}{pointed map}%
between pointed types $(X,x_0)$ and $(Y,y_0)$ is a
map $f:X\to Y$ together with a path $f_0:f(x_0)=y_0$.
\end{defn}
For any pointed types $(X,x_0)$ and $(Y,y_0)$, there is a pointed map $(\lam{x} y_0) : X\to Y$ which is constant at the basepoint.
We call this the \define{zero map}\indexdef{zero!map}\indexdef{function!zero} and sometimes write it as $0:X\to Y$.
Recall that every pointed type $(X,x_0)$ has a loop space\index{loop space} $\Omega (X,x_0)$.
We now note that this operation is functorial on pointed maps.\index{loop space!functoriality of}\index{functor!loop space}
\begin{defn}\label{def:loopfunctor}
Given a pointed map between pointed types $f:X \to Y$, we define a pointed
map $\Omega f:\Omega X
\to \Omega Y$ by
\[(\Omega f)(p) \defeq \rev{f_0}\ct\ap{f}{p}\ct f_0.\]
The path $(\Omega f)_0 : (\Omega f) (\refl{x_0}) = \refl{y_0}$, which exhibits $\Omega f$ as a pointed map, is the obvious path of type
\[\rev{f_0}\ct\ap{f}{\refl{x_0}}\ct f_0=\refl{y_0}.\]
\end{defn}
There is another functor on pointed maps, which takes $f:X\to Y$ to $\proj1 : \hfib f {y_0} \to X$.
When $f$ is pointed, we always consider $\hfib f {y_0}$ to be pointed with basepoint $(x_0,f_0)$, in which case $\proj1$ is also a pointed map, with witness $(\proj1)_0 \defeq \refl{x_0}$.
Thus, this operation can be iterated.
\begin{defn}
The \define{fiber sequence}
\indexdef{fiber sequence}%
\indexdef{sequence!fiber}%
of a pointed map $f:X\to Y$ is the infinite sequence of pointed types and pointed maps
\[\xymatrix{\dots \ar[r]^{f^{(n+1)}} & X^{(n+1)} \ar[r]^{f^{(n)}} & X^{(n)} \ar^-{f^{(n-1)}}[r] & \dots \ar[r] & X^{(2)} \ar^-{f^{(1)}}[r] & X^{(1)} \ar[r]^{f^{(0)}} & X^{(0)}}\]
defined recursively by
\[ X^{(0)} \defeq Y\qquad
X^{(1)} \defeq X\qquad
f^{(0)} \defeq f\qquad
\]
and
\begin{alignat*}{2}
X^{(n+1)} &\defeq \hfib {f^{(n-1)}}{x^{(n-1)}_0}\\
f^{(n)} &\defeq \proj1 &: X^{(n+1)} \to X^{(n)}.
\end{alignat*}
where $x^{(n)}_0$ denotes the basepoint of $X^{(n)}$, chosen recursively as above.
\end{defn}
Thus, any adjacent pair of maps in this fiber sequence is of the form
\[ \xymatrix{ X^{(n+1)} \jdeq \hfib{f^{(n-1)}}{x^{(n-1)}_0} \ar[rr]^-{f^{(n)}\jdeq \proj1} && X^{(n)} \ar[r]^{f^{(n-1)}} & X^{(n-1)}. } \]
In particular, we have $f^{(n-1)} \circ f^{(n)} = 0$.
We now observe that the types occurring in this sequence are the iterated loop spaces\index{loop space!iterated} of the base
space $Y$, the total space\index{total!space} $X$, and the fiber $F\defeq \hfib f {y_0}$, and similarly for the maps.