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Operationalization: the translation from a theoretical to an empirical level

Moretti's paper (2013)

Moretti, Franco (2013): “«Operationalizing». Or, the Function of Measurement in Literary Theory”, New Left Review, 84, pp. 103-119.

  • Short term origin (physics, the concept of length).
  • Definitions.
  • Example of operationalizing a literary concept: character-space.
  • Example of operationalization: tragedy.

Definitions:

"the operational approach refers specifically to concepts", 103

"it describes the process whereby concepts are transformed into a series of operations - which, in their turn, allow to measure all sorts of objects. Operationalizing means building a bridge from concepts to measurement, and then to the world. In our case: from the concepts of literary theory, through some form of quantification, to literary texts.", 104

"by following a series of steps, you can turn abstractions into a clear and, hopefully, unexpected elaboration of reality.", 108

To be able to use digital quantitative methods, it is necessary to convert a literary concept into a quantifiable unit, however: "most literary concepts are emphatically not designed to be quantified" (Moretti 2013, 114)

Example of operationalizing a literary concept:

Character-space by Woloch: the space of the character within the narrative structure; Alex Woloch coined for his typology of major and minor characters in fiction (~ Structuralism).

  • How to do it
    • "instrumental variables" as indirect features, e.g. counting character name mentions ~ space (G. Sack)
    • Counting: words, lines, pages (Moretti). Easy in drama "word-space: the number of words allocated to a particular character, by counting the words each character utters, we can determine how much textual space it occupies.", 105
    • Counting links: links between characters + weighted links (number of words exchange) + direction of links.
  • Counting words: disappointment?
    • "It adds detail, but it doesn't change what we already knew.", 108 Racine's Phèdre, nº of words.
    • Volume of words vs and the number of interactions in Phèdre (vs Theseus), Macbeth (similar), Othello (vs Iago), Don Carlos (vs Posa), Antigone (vs Creon): centrality, protagonism, ... mediation
    • "That's why, in the end, its operationalization produced more than the refinement of already-existing knowledge: not the protagonist, improved, but an altogether new set of categories", 113. In Moretti's terms: utensil (amplified knowledge) vs instrument (unknown)
  • Example of operationalization: tragedy by Hegel (conflict and dialogue)
    • "most literary concepts are emphatically not designed to be quantified" (Moretti 2013, 114)
    • Distinctive words in characters in the play: conflict between state and family
    • Distinctive words in characters in the dialogue btw Antigone and Creon.

Final remarks

  • Other ways (in the steps) to operationalization
  • How do we compare and evaluate operationalizations?
  • Do we need to start from a literary concept?

"Instead of measuring things, finding patterns, and then finally asking what they mean, we need to start with an interpretive hypothesis (a "meaning" to investigate) and invent a way to test it." Underwood, 2019, 17

In short:

Image source: Salgaro 2018, 55.

Further readings

Commented examples of operationalizations:

Late Style, Authorship Attribution, Literary Movement (Salgaro, 2018); Urban space in science fiction, Nietzsche's Moral Psychology, Strangeness Detection in Science fiction, Fictionality Detection: fiction vs non-fiction (Pichler, Reiter, 2022)

Pichler, Axel, y Nils Reiter (2022): "From Concepts to Texts and Back: Operationalization as a Core Activity of Digital Humanities", Journal of Cultural Analytics, 7, 4, https://doi.org/10.22148/001c.57195.

Salgaro, Massimo (2018): "The Digital Humanities as a Toolkit for Literary Theory: Three Case Studies of the Operationalization of the Concepts of "Late Style," "Authorship Attribution," and "Literary Movement"", Iperstoria, 12 https://doi.org/10.13136/2281-4582/2018.I12.395.