forked from digitalmoleculardesign/bill_goddard_chem_120
-
Notifications
You must be signed in to change notification settings - Fork 0
/
Copy pathchap02.tex
3203 lines (2957 loc) · 118 KB
/
chap02.tex
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
105
106
107
108
109
110
111
112
113
114
115
116
117
118
119
120
121
122
123
124
125
126
127
128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
155
156
157
158
159
160
161
162
163
164
165
166
167
168
169
170
171
172
173
174
175
176
177
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193
194
195
196
197
198
199
200
201
202
203
204
205
206
207
208
209
210
211
212
213
214
215
216
217
218
219
220
221
222
223
224
225
226
227
228
229
230
231
232
233
234
235
236
237
238
239
240
241
242
243
244
245
246
247
248
249
250
251
252
253
254
255
256
257
258
259
260
261
262
263
264
265
266
267
268
269
270
271
272
273
274
275
276
277
278
279
280
281
282
283
284
285
286
287
288
289
290
291
292
293
294
295
296
297
298
299
300
301
302
303
304
305
306
307
308
309
310
311
312
313
314
315
316
317
318
319
320
321
322
323
324
325
326
327
328
329
330
331
332
333
334
335
336
337
338
339
340
341
342
343
344
345
346
347
348
349
350
351
352
353
354
355
356
357
358
359
360
361
362
363
364
365
366
367
368
369
370
371
372
373
374
375
376
377
378
379
380
381
382
383
384
385
386
387
388
389
390
391
392
393
394
395
396
397
398
399
400
401
402
403
404
405
406
407
408
409
410
411
412
413
414
415
416
417
418
419
420
421
422
423
424
425
426
427
428
429
430
431
432
433
434
435
436
437
438
439
440
441
442
443
444
445
446
447
448
449
450
451
452
453
454
455
456
457
458
459
460
461
462
463
464
465
466
467
468
469
470
471
472
473
474
475
476
477
478
479
480
481
482
483
484
485
486
487
488
489
490
491
492
493
494
495
496
497
498
499
500
501
502
503
504
505
506
507
508
509
510
511
512
513
514
515
516
517
518
519
520
521
522
523
524
525
526
527
528
529
530
531
532
533
534
535
536
537
538
539
540
541
542
543
544
545
546
547
548
549
550
551
552
553
554
555
556
557
558
559
560
561
562
563
564
565
566
567
568
569
570
571
572
573
574
575
576
577
578
579
580
581
582
583
584
585
586
587
588
589
590
591
592
593
594
595
596
597
598
599
600
601
602
603
604
605
606
607
608
609
610
611
612
613
614
615
616
617
618
619
620
621
622
623
624
625
626
627
628
629
630
631
632
633
634
635
636
637
638
639
640
641
642
643
644
645
646
647
648
649
650
651
652
653
654
655
656
657
658
659
660
661
662
663
664
665
666
667
668
669
670
671
672
673
674
675
676
677
678
679
680
681
682
683
684
685
686
687
688
689
690
691
692
693
694
695
696
697
698
699
700
701
702
703
704
705
706
707
708
709
710
711
712
713
714
715
716
717
718
719
720
721
722
723
724
725
726
727
728
729
730
731
732
733
734
735
736
737
738
739
740
741
742
743
744
745
746
747
748
749
750
751
752
753
754
755
756
757
758
759
760
761
762
763
764
765
766
767
768
769
770
771
772
773
774
775
776
777
778
779
780
781
782
783
784
785
786
787
788
789
790
791
792
793
794
795
796
797
798
799
800
801
802
803
804
805
806
807
808
809
810
811
812
813
814
815
816
817
818
819
820
821
822
823
824
825
826
827
828
829
830
831
832
833
834
835
836
837
838
839
840
841
842
843
844
845
846
847
848
849
850
851
852
853
854
855
856
857
858
859
860
861
862
863
864
865
866
867
868
869
870
871
872
873
874
875
876
877
878
879
880
881
882
883
884
885
886
887
888
889
890
891
892
893
894
895
896
897
898
899
900
901
902
903
904
905
906
907
908
909
910
911
912
913
914
915
916
917
918
919
920
921
922
923
924
925
926
927
928
929
930
931
932
933
934
935
936
937
938
939
940
941
942
943
944
945
946
947
948
949
950
951
952
953
954
955
956
957
958
959
960
961
962
963
964
965
966
967
968
969
970
971
972
973
974
975
976
977
978
979
980
981
982
983
984
985
986
987
988
989
990
991
992
993
994
995
996
997
998
999
1000
\chapter{The Chemical Bond, H$_2^+$ and H$_2$}
\section{Introduction}
In this chapter we consider the two states of H$^+_2$
\begin{equation}
\varphi_g = \chi_{\ell} + \chi_r
\end{equation}
and
\begin{equation}
\varphi_u = \chi_{\ell} + \chi_r
\end{equation}
known as the linear combination of atomic orbitals, LCAO,
wavefunctions, arising from bringing a proton up to the ground state
of hydrogen. We also consider the two states of H$_2$
\begin{equation}
\Phi_g = \chi_{\ell} \chi_r + \chi_r \chi_{\ell}
\end{equation}
and
\begin{equation}
\Phi_u = \chi_{\ell} \chi_r + \chi_r \chi_{\ell}
\end{equation}
the valence bond, VB, wavefunctions, arising from bringing together
two hydrogen atoms, each in the ground state. As expected from the nodal
theorem, the $g$ state, symmetric, is the ground state for both
systems. Indeed, in each case, we find that the $g$ state leads to
bonding, while the $u$ state leads to a repulsive potential curve.
The $g$ state of H$^+_2$ leads to an increase of the electron density
in the bond region. However, contrary to popular belief, this leads to an
increase in the electrostatic interactions, thus opposing bond
formation. A bond is formed because of a very large decrease in the
kinetic energy due to the molecular orbital having a significantly
decreased gradient in the bond region. The bonding of the $g$ state of
H$_2$ arises from the same term, modified
by an additional overlap factor due to the second electron.
The potential curves for both states, of both molecules, are dominated by
exchange terms of the form
\begin{equation}
\epsilon^x_g = {\tau \over 1 + S}
\end{equation}
and
\begin{equation}
\epsilon^x_u = -{\tau \over 1 - S}
\end{equation}
for H$^+_2$, and
\begin{equation}
E^x_g = {2 S \tau \over 1 + S^2}
\end{equation}
and
\begin{equation}
E^x_u = -{2 S \tau \over 1 - S^2}
\end{equation}
for H$_2$, where $S$ is the overlap of the atomic orbitals. The quantity
$\tau$ is the quantitative manifestation of the decreased kinetic energy,
and increased potential energy, arising from
interference of the $\chi_{\ell}$ and $\chi_r$ orbitals. It has the form
\begin{equation}
\tau \approx - {2 \over R}S
\end{equation}
for large $R$. Thus, at large $R$ the bonding of H$^+_2$ is
proportional to $S$, while the bonding of H$_2$ is proportional to
$S^2$. Consequently, for large $R$ the bond energy of H$^+_2$
\emph{exceeds} that of H$_2$. For small $R$, where $S \approx 1$, the
bond energy of H$_2$ is approximately twice that of H$^+_2$. The $u$
states are far more repulsive than the $g$ states are attractive (due
to the $1 \pm S$ and $1 \pm S^2$ terms in the denominators of
$\epsilon^x$ and $E^x$).
We also examine the molecular orbital (MO) wavefunction for H$_2$
\begin{equation}
\Phi^{MO}_g (1,2) = \varphi_g(1) \varphi_g(2),
\end{equation}
which provides a simple description of the ground and excited states for
small $R$. For large distances, the ionic terms implicit in the molecular
orbital wavefunction lead to an improper description.
\section{The Chemical Bond in H$_2^+$ and H$_2$}
Many atoms will combine with other atoms to form a strongly bound
molecule. The point of this chapter will be to establish the origin
of the chemical bond for the simplest one- and two-electron systems.
We will observe the following conventions on notation in this and following
chapters. Lower-case letters will be used for one-partical
wavefunctions ($\varphi$) and energies ($\epsilon$). Whereas upper-case
letters will be used for many-partical wavefunctions ($\Phi$) and energies
($E$).
\subsection{Origin of the Bond in H$^+_2$}
We first consider the smallest possible molecule, H$^+_2$, consisting
of one electron, plus two protons, separated by a distance $R$. This
system is sketched in Figure \ref{fig2-1}, where the two protons are
denoted as $a$ and $b$.
\begin{figure}
\begin{center}
\includegraphics[scale=0.75]{fig2-01}
\end{center}
\caption{Coordinates for H$_2^+$.}
\label{fig2-1}
\end{figure}
\subsection{Linear Combination of Atomic Orbitals Description}
Consider first the case with $R = \infty$. With the two protons infinitely
far apart, the ground state is obtained by placing the electron in the
$1s$ orbital of one or the other of the two protons. This leads to the two
states, $HH^+$ and $H^+H$, which are described by the
wavefunctions,
\begin{equation}
\varphi = \chi_{\ell} = Ne^{-r_a}
\label{eqno2-1a}
\end{equation}
\begin{equation}
\varphi = \chi_r = Ne^{-r_b}
\label{eqno2-1b}
\end{equation}
respectively, where $\chi_\ell$ and $\chi_r$ denote hydrogen $1s$
orbitals centered on the left and right protons, and $N$ is the
normalization factor.
For finite $R$, the exact wavefunctions no longer have the atomic form,
but useful approximate wavefunctions can be obtained by allowing the
wavefunction to be a (linear) combination of the atomic orbitals in
equations (\ref{eqno2-1a})--(\ref{eqno2-1b}),
\begin{equation}
\varphi = C_{\ell} \chi_{\ell} + C_r \chi_r.
\end{equation}
This, simple type of wavefunction, is often referred to as linear
combination of atomic orbitals, LCAO. We will find that the optimum
LCAO wavefunction is the symmetric combination,
\begin{equation}
\varphi_g = {\left( \chi_{\ell} + \chi_r \right) \over D_g}
\label{eqno2-2}
\end{equation}
\noindent
where $D_g$ is a normalization factor. The other combination of the
orbitals is the antisymmetric combination,
\begin{equation}
\varphi_u = {\left( \chi_{\ell} - \chi_r \right) \over D_u}
\label{eqno2-3}
\end{equation}
\noindent
where $D_u$ is another normalization factor.
\begin{figure}
\includegraphics[scale=0.75]{fig2-02}
\caption{The energies of the LCAO wave functions for H$_2^+$.}
\label{fig2-2}
\end{figure}
The energies for the wavefunctions $\varphi_g$ and $\varphi_u$ in
equations (\ref{eqno2-2}) and (\ref{eqno2-3}) are shown as a function
of $R$ in Figure \ref{fig2-2}. Here we see that the $g$ state if
strongly bonding (that is, the energy drops as the nuclei are brought
together), whereas the $u$ state is strongly antibonding (the energy
increases as the nuclei are brought together). The objective of this
section will be to understand the origin of the bonding and
antibonding character exhibited by the $\varphi_g$ and $\varphi_u$
states.
\subsubsection{Electrostatic Energy}
First we consider the electron density,
\begin{equation}
\rho_g = \varphi^2_g = {1 \over D^2_g} \left( \chi_{\ell} +
\chi_r \right)^2 = {\left( \chi^2_{\ell} + \chi^2_r + 2
\chi_{\ell} \chi_r \right) \over D^2_g}
\label{eqno2-4}
\end{equation}
Integrating $\varphi^2_g$ over all space must give one electron
\begin{equation}
\langle \varphi^2_g \rangle = 1,
\end{equation}
and similarly
\begin{equation}
\langle \chi^2_{\ell} \rangle = 1
\end{equation}
\begin{equation}
\langle \chi^2_r \rangle = 1
\end{equation}
(recall, these are just the $1s$ orbitals of $H$ atom). Thus, equation
(\ref{eqno2-4}) leads to
\begin{equation}
1 = {1 + 1 + 2S \over D^2_g},
\end{equation}
where $S = \langle \chi_\ell\vert\chi_r \rangle$ is called the overlap
of the two atomic orbitals. Consequently, the normalization condition
of equation (\ref{eqno2-2}) is
\begin{equation}
D_g = \sqrt{2(1+S)}.
\end{equation}
\begin{figure}
\includegraphics[scale=0.75]{fig2-03}
\caption{The densities $\rho_g$ and $\rho_u$ for the LCAO wave
functions of H$_2^+$ compared with the superposition of atomic
densities $\rho^{cl}$.}
\label{fig2-3}
\end{figure}
If there were no interference terms in equation (\ref{eqno2-4}), the
density would be
\begin{equation}
\rho^{cl} = {1 \over 2} \left( \chi^2_{\ell} + \chi_r^2 \right)
\end{equation}
where the factor of 1/2 leads to the required condition of $\langle
\rho^{cl} \rangle = 1$. But because of the interference terms the
density near the bond midpoint is increased, as shown in Figure
\ref{fig2-3}. This result has given rise to the prevalent idea that
the chemical bond arises from the increase in the electron charge
density in the bond region. The idea is that an electron in between
the nuclei attracts both nuclei, holding them together to form the
chemical bond, $p^+e^-p^+$. This reasoning is false, as will now be
demonstrated. The total potential energy is given by
\begin{equation}
V(r) = - {e^2 \over r_a} - {e^2 \over r_b} + {e^2 \over R},
\end{equation}
as sketched in Figure \ref{fig2-4}. Here we see that the best place
for the electron (lowest energy) is at a nucleus ($r_a = 0$ or $r_b =
0$) not at the bond midpoint. From Figure \ref{fig2-3} we observe that
the increase in charge at the bond midpoint is at the expense of
charge near the nucleus. Thus, in forming a bond, the charge is
transferred from a low energy region, near the nucleus, to a high
energy region, the bond midpoint. An effect that should operate
against bond formation. Indeed, this is the case, as shown in Figure
\ref{fig2-5}, where
\begin{equation}
V_g = \langle \varphi^2_g V ( {\bf r} ) \rangle
\end{equation}
is the total potential energy for the $\varphi_g$ wavefunction.
\begin{figure}
\includegraphics[scale=0.75]{fig2-04}
\caption{The nuclear attraction potential $V(r)$ for H$_2^+$.}
\label{fig2-4}
\end{figure}
\begin{figure}
\includegraphics[scale=0.75]{fig2-05}
\caption{The relative potential energies $V_g$ and $V_u$ for the LCAO
wave functions of H$_2^+$. The absolute values are obtained by
noting that $V_g = V_u = -1.0$ at $R=\infty$.}
\label{fig2-5}
\end{figure}
Our conclusion then is that the transfer of electron charge into the
bond region leads to repulsive electrostatic interactions. The fact
that the bonding state leads to such a transfer indicates that the
origin of the bond lies in the other contribution to the energy, the
kinetic energy, as will be discussed next.
\subsubsection{Kinetic Energy}
\begin{figure}
\includegraphics[scale=0.75]{fig2-06}
\caption{Comparison of the $\varphi_g$ and $\varphi_u$ LCAO's of
H$_2^+$ with the hydrogen orbital, $\varphi_{1s}$. All wave
functions have been normalized.}
\label{fig2-6}
\end{figure}
A qualitative prediction of changes in kinetic energy upon bond formation
is easy. The kinetic energy is the (average) square of the gradient of the
wavefunction
\begin{equation}
T = \left( {\hbar^2 \over 2m} \right) \langle \vert \nabla \psi
\vert^2 \rangle.
\end{equation}
Superimposing two atomic orbitals symmetrically, as in $\varphi_g$,
leads to a large decrease in the slope in the bond region, see Figure
\ref{fig2-6}, and hence, a large decrease in the kinetic energy, see
$T_g$ in Figure \ref{fig2-7},
\begin{equation}
T_g = \left( {\hbar^2 \over 2m} \right) \langle \vert \nabla \varphi_g
\vert^2 \rangle
\end{equation}
resulting in a strong bond. On the other hand, the antisymmetric
combination in $\varphi_u$ leads to a large increase in the slope in
the bond region (see Figure \ref{fig2-6}) and hence, the kinetic
energy opposes bond formation (see $T_u$ of Figure \ref{fig2-7}).
\begin{figure}
\includegraphics[scale=0.75]{fig2-07}
\caption{The changes in the total kinetic and potential energies for
the $g$ and $u$ LCAO wave functions of H$_2^+$. The actual values at
$R=\infty$ are $T_u(\infty)=T_g(\infty)=+\frac{1}{2}$ and
$V_u(\infty)=V_g(\infty)=-1$.}
\label{fig2-7}
\end{figure}
The resulting total energies are given in Figure
\ref{fig2-2}, where we see that $\varphi_g$ is strongly bonding, while
$\varphi_u$ is strongly antibonding.
\subsection{Bonding to $p$ Orbitals}
Above we found that it is the change in the kinetic energy that
dominates the energy changes in the LCAO description. Basically, if
two atomic orbitals are superimposed so that no new nodal planes are
created, as in Figure \ref{fig2-8}(a), then the kinetic energy drops
significantly due to the decrease in the gradient of the orbital in
the internuclear region. This is a general phenomenon and depends only
on the fact that in the bond region the gradients of the atomic
orbitals are in opposite directions (contragradient) so that
(symmetric) superposition of the orbitals leads to a decrease in the
gradients.
\begin{figure}
\includegraphics[scale=0.75]{fig2-08}
\caption{(a,b) Symmetric an antisymmetric superposition of $1s$ atomic
orbitals. (c,d) Symmetric and antisymmetric superposition of $2p_x$
orbitals (oriented along the axis).}
\label{fig2-8}
\end{figure}
\begin{figure}
\includegraphics[scale=0.75]{fig2-09}
\caption{Bonding between $p_x$ orbitals. (a) and (b) are schematic
diagrams of the shape of the orbitals in the $xz$-plane. (c) and (d)
are plots of the orbitals along the $z$-axis.}
\label{fig2-9}
\end{figure}
These results are not limited to superimposing 1s orbitals. Consider,
for example, a bond between $p_z$ orbitals on two atoms, assuming $z$
to be the internuclear axis, as in Figure \ref{fig2-9}. The plus
combination, $\varphi_{zu} = p_{z \ell} + p_{zr}$, leads to a new nodal
plane, higher gradients, and antibonding, as shown in Figure
\ref{fig2-9}(d). Meanwhile the minus combination, $\varphi_{zu} = p_{z
\ell} - p_{zr}$, leads to lower gradients and bonding, as shown in
Figure \ref{fig2-9}(c). Similarly, bonding of the $p_x$ orbitals
leads to Figure \ref{fig2-10}. Now the minus combinationi
$\varphi_{xu} = p_{x \ell} - p_{xr}$ leads to a new nodal plane and
antibonding. While the plus combinations, $\varphi_{xg} = p_{x \ell} -
p_{xr}$, leads to bonding.
\begin{figure}
\includegraphics[scale=0.75]{fig2-10}
\caption{Bonding between $p_x$ orbitals.}
\label{fig2-10}
\end{figure}
\subsection{The Optimum Distance for Bonds}
There is a natural optimum range for the effects that dominate
bonding. First, if $R$ is very large, near $\infty$, there is a large
region in which the gradient is decreased. However,
at each point, one or the other of the two orbitals has a very small
gradient, so that the decrease in the gradient is very small (and goes
to zero as $R \rightarrow \infty$). The result is a small
bonding contribution for large $R$.
Secondly, if $R$ is very small, near 0, there is a large decrease in
the gradient. However, the region of this large decrease is only the
small region between the nuclei, which goes to zero as $R \rightarrow
0$. The latter effect is illustrated in Figure \ref{fig2-11}, where
the left side is for $R$ near optimum and the right side is for small
$R$. Figure \ref{fig2-11} illustrates the effect of $R$ on the
contragradience of orbitals. In each case, the $R$ for the left case
is near optimum, while the $R$ for the right case, is too small.
\begin{figure}
\begin{center}
\includegraphics[scale=0.75]{fig2-11}
\end{center}
\caption{Illustrations of the effect of $R$ on the contragradience of
orbitals. In each case the $R$ for the left case is near optimal,
whereas the $R$ for the right case is too small.}
\label{fig2-11}
\end{figure}
Thus, the optimum bond is formed at an intermediate distance where the
gradients are large and opposite (contragradient) for a large region. For
the hydrogen $1s$ orbital, the optimum distance is about $2a_0$, which
is just the sum of the atomic radii. For a $p$ orbital,
the optimum decrease in the gradient occurs when the outer lobes are separated
significantly, as illustrated in Figure \ref{fig2-11}(c).
\subsection{Symmetry Considerations}
The H$^+_2$ molecule has a great deal of symmetry. In quantum mechanics,
symmetry in the molecule generally leads to symmetry in the wavefunction, and
knowledge of these symmetries, can aid us in both solving for the
wavefunctions and in reasoning qualitatively about them. For the time being,
we will concern ourselves with only one of the symmetries in H$^+_2$,
namely, the inversion symmetry.
\subsubsection{The Hamiltonian}
First, we need to consider the form of the Hamiltonian for H$^+_2$
Using the coordinate system of Figure \ref{fig2-1}, the full
Hamiltonian for H$^+_2$ is
\begin{equation}
{\hat H} \left( \mathrm{H}^+_2 \right) = - {\hbar^2 \over 2M_a} \nabla^2_a -
{\hbar^2 \over 2M_b} \nabla^2_b - {\hbar^2 \over 2m} \nabla^2_1 -
{Z_ae^2 \over r_a} - {Z_be^2 \over r_b} + {Z_aZ_be^2 \over R}
\label{eqno2-5}
\end{equation}
We will simplify equation (\ref{eqno2-5}) by assuming the nuclear
masses to be infinitely heavy ($M_a = M_b = \infty$) by taking the
nuclear charges as unity (as appropriate for H$^+_2$) and by using
atomic units ($\hbar = m = e = 1$). This reduces equation
(\ref{eqno2-5}) to
\begin{equation}
{\hat H} \left( \mathrm{H}^+_2 \right) = - {1 \over 2} \nabla^2_1 - {1
\over r_a} - {1 \over r_b} + {1 \over R}.
\end{equation}
We will group together all the terms depending upon the coordinates of one
(and only one) electron as
\begin{equation}
h(1) = - {1 \over 2} \nabla^2_1 + v(1)
\end{equation}
referred to as the \emph{one-electron Hamiltonian}, where
\begin{equation}
v(1) = - {1 \over r_a} - {1 \over r_b}
\label{eqno2-6}
\end{equation}
is the nuclear attraction term, arising from the attractive
electron-nuclear interactions. This leads to
\begin{equation}
{\hat H} \left( \mathrm{H}^+_2 \right) = h ( 1 ) + {1 \over R}.
\label{eqno2-7}
\end{equation}
The exact electronic wavefunction of H$^+_2$ is obtained by solving
\begin{equation}
{\hat H} \varphi ( 1 ) = E \varphi ( 1 ) ,
\label{eqno2-8}
\end{equation}
where $H$ is given by equation (\ref{eqno2-7}). Substituting equation
(\ref{fig2-7}) into equation (\ref{eqno2-8}) and rearranging, we
obtain
\begin{equation}
h \varphi = \epsilon \varphi,
\label{eqno2-9}
\end{equation}
where
\begin{equation}
\epsilon = E - {1 \over R}
\end{equation}
is referred to as the electronic energy. Although equation
(\ref{eqno2-9}) may appear to involve only the electronic coordinates
{\bf r}, the internuclear coordinate $R$ is involved implicitly, since
it determines the spacing of the attractive terms in $v$,
(\ref{eqno2-6}). In solving for the wavefunction of H$^+_2$, we choose
an $R$ and solve equation (\ref{eqno2-9}) to obtain the electronic
wavefunction $\varphi ( {\bf r})$ and the electronic energy
$\epsilon$. We then chose a new $R$ and again solve equation
(\ref{eqno2-7}), obtaining a new $\varphi ( {\bf r})$ and an
electronic energy $\epsilon$, each of which is parametrically
dependent upon $R$. This procedure is referred to as the
Born-Oppenheimer approximation.
\subsubsection{Inversion Symmetry}
\begin{figure}
\begin{center}
\includegraphics[scale=0.75]{fig2-12}
\end{center}
\caption{The effect of inverting the coordinates of the electron.}
\label{fig2-12}
\end{figure}
The operation of inversion through the origin of a coordinate system
leads to the changes $x \rightarrow - x$, $y \rightarrow -y$, and $z
\rightarrow -z$ in the coordinates, and will be denoted as ${\hat
I}$. Taking the origin of the coordinate systems as the bond midpoint
in Figure \ref{fig2-1}, the inversion of the coordinates of the
electron leads to Figure \ref{fig2-12}. The electron is now $r_a$
from the right nucleus in Figure \ref{fig2-12}(b), and $r_b$ from the
left nucleus as shown in Figure \ref{fig2-12}(a). However, since the
nuclear charges are the same, the potential terms in the Hamiltonian
are the same.
Upon inversion, the kinetic energy terms in ${\hat H}$ are also unchanged
\begin{equation}
\nabla^2 = {\partial^2 \over \partial x^2} + {\partial^2 \over
\partial y^2} + {\partial^2 \over \partial z^2} \rightarrow
{\partial^2 \over \partial (-x)^2} + {\partial^2 \over \partial
(-y)^2} + {\partial^2 \over \partial (-z)^2} = \nabla^2,
\end{equation}
and hence, the Hamiltonian is invariant upon inversion of the electronic
coordinate, through the bond midpoint.
Now consider that we have solved equation (\ref{eqno2-8}) to obtain
eigenstates of H$^+_2$
\begin{equation}
{\hat H} \varphi = E \varphi ,
\label{eqno2-10}
\end{equation}
and apply ${\hat I}$ to both sides of equation (\ref{eqno2-10}). The
result is
\begin{equation}
{\hat I} ( {\hat H} \Phi ) = E ( {\hat I} \varphi ) ,
\end{equation}
which we could write as
\begin{equation}
{\hat H} ( - {\bf r} ) \varphi (- {\bf r} ) = E \varphi ( - {\bf
r} ),
\label{eqno2-11}
\end{equation}
indicating the result of inversion. But ${\hat H}$ is invariant
under ${\hat I}$,
\begin{equation}
{\hat H}(-{\bf r}) = {\hat H} ({\bf r})
\end{equation}
so that equation (\ref{eqno2-11}) becomes
\begin{equation}
{\hat H} ( {\bf r} ) \varphi ( - {\bf r} ) = E \varphi ( - {\bf r} )
\end{equation}
or
\begin{equation}
{\hat H} ( {\bf r} ) ( {\hat I} \varphi ) = E ( {\hat I} \varphi
).
\label{eqno2-12}
\end{equation}
Equations (\ref{eqno2-10}) and (\ref{eqno2-12}) state that $\varphi$
and ${\hat I} \varphi$ are each eigenfunctions of exactly the same
Hamiltonian with exactly the same energy. There are two possibilities
here. The state is nondegenerate, in which case ${\hat I} \varphi$ and
$\varphi$ must be proportional to each other. Or the state is
degenerate, in which case ${\hat I} \varphi$ and $\varphi$ may be
linearly independent function, i.e., not proportional.
First we consider that the state is nondegenerate. In this case,
\begin{equation}
{\hat I} \varphi = \lambda \varphi,
\label{eqno2-13}
\end{equation}
where $\lambda$ is some constant. But applying ${\hat I}$ twice leads
to $x \rightarrow x$, $y \rightarrow y$, and $z \rightarrow z$. Thus,
must return the original function
\begin{equation}
{\hat I}^2 \varphi ( {\bf r} ) = {\hat I} \varphi ( - {\bf r} ) =
\varphi ( {\bf r} ).
\label{eqno2-14}
\end{equation}
Whereas applying ${\hat I}$ to equation (\ref{eqno2-13}) leads to
\begin{equation}
{\hat I}^2 \varphi = \lambda {\hat I} \varphi
\end{equation}
and using equation (\ref{eqno2-13}) on the right side, leads to
\begin{equation}
{\hat I}^2 \varphi = \lambda^2 \varphi.
\label{eqno2-15}
\end{equation}
Combining equations (\ref{eqno2-14}) and (\ref{eqno2-15}), leads to
\begin{equation}
\varphi ( r ) = \lambda^2 \varphi (r)
\end{equation}
or
\begin{equation}
\lambda^2 = 1,
\end{equation}
leading to
\begin{equation}
\lambda = \pm 1.
\end{equation}
That is, nondegenerate states of H$^+_2$ must be either symmetric
under inversion ($\lambda = + 1$) or antisymmetric ($\lambda = -1$).
Wavefunctions with these symmetries are denoted with $g$ for
\emph{gerade} or \emph{even} in German, or $u$ for \emph{ungerade} or
\emph{uneven}, as in $\varphi_g$ or $\varphi_u$.
Consider now the case of a degenerate state with ${\hat I} \varphi$
not proportional to $\varphi$. We can form two new functions,
$\varphi_g = \varphi + {\hat I} \varphi$, and $\varphi_u = \varphi -
{\hat I} \varphi$, such that each function is still an eigenfunction
of $H$, with the same energy, $H \varphi_g = E \varphi_g$ and $H
\varphi_u = E \varphi_u$ but such that one function is gerade ${\hat
I} \varphi_g = \varphi_g$, while the other is ungerade ${\hat I}
\varphi_u = - \varphi_u$. Thus, in this case, also the eigenfunctions
of $H$ are $g$ or $u$.
If a certain state is doubly-degenerate with wavefunctions
$\varphi_a$ and $\varphi_b$, then
starting with just one function, say $\varphi_a$, we generate both a $g$
function and a $u$ function, $\varphi_{ga} = \varphi_a + I \varphi_a$
and $\varphi_{ua} = \varphi_a + I \varphi_a$. If these functions
are both nonzero, then $\varphi_b$ will be a linear
combination of $\varphi_{ga}$ and $\varphi_{ua}$, and
nothing need be done with it. However, if $\varphi_a$ were already
$g$ or $u$, then $\varphi_b$ is needed to generate the second function.
The same procedure can be used for higher degeneracies. Hence, the
conclusion is that for any ${\hat H}$ invariant under inversion, each
eigenstate, can be taken as either $g$ or $u$. Examples are given in
Figures \ref{fig2-8}, \ref{fig2-9}, and \ref{fig2-10}.
\subsubsection{The Nodal Theorem}
An ungerade wavefunction for H$^+_2$ necessarily must change sign at
the plane passing through the bond midpoint. Consequently, from the
nodal theorem we know that the ground state of H$^+_2$ will be a $g$
state. Since there is no singularity at the nodal point, the
inequality in the nodal theory applies, resulting in $E_g < E_u$.
However, for $R = \infty$, even the $u$ wavefunction is zero at the
midpoint, and hence, the lowest $g$ and $u$ states are degenerate.
\subsection{The Exchange Energy}
There is a direct relationship between the bonding observed in
$\varphi_{g}$ and the antibonding observed in $\varphi_u$, both being
dominated by changes in the kinetic energy as the bond is formed. We
will now obtain an explicit form for this relationship.
\subsubsection{The Classical Energy}
\begin{figure}
\includegraphics[scale=0.75]{fig2-13}
\caption{The classical energy and the exchange energies for the LCAO
wave functions of H$_2^+$.}
\label{fig2-13}
\end{figure}
Consider first, the wavefunction for H$^+_2$ with no superimposition
of atomic orbitals, $\varphi^{cl} = \chi_{\ell}$. We refer to this as
the classical wavefunction because it does not have interference
effects arising from superposition of atomic orbitals. The energy of
this wavefunction, $\epsilon^{cl}$, is nonbonding, as shown in Figure
\ref{fig2-13}. Using equation (\ref{eqno2-7}), we obtain
\begin{equation}
\epsilon^{cl} = \langle \chi_{\ell} \vert H \vert \chi_{\ell}\rangle =
\langle \chi_{\ell} \vert - {1 \over 2} \nabla^2 - {1 \over r_a} -
{1 \over r_b} \vert \chi_{\ell} \rangle = \epsilon_{atom} + \langle
\chi_{\ell} \vert - {1 \over r_b} \vert \chi_{\ell} \rangle,
\end{equation}
where
\begin{equation}
\epsilon_{atom} = \langle \chi_{\ell} \vert - {1 \over 2} \nabla^2 -
{1 \over r_a} \vert \chi_{\ell} \rangle = - {1 \over 2} \left( {e^2
\over a_0} \right).
\end{equation}
Thus,
\begin{equation}
\epsilon^{cl} + {1 \over R} = \epsilon_{atom} + \delta {\bar v}^{cl},
\end{equation}
where
\begin{equation}
\delta {\bar v}^{cl} = \left[\left\langle \chi^2_{\ell} \left( - {e^2
\over r_b} \right)\right\rangle + {e^2 \over r} \right]
\end{equation}
is repulsive.
\subsubsection{The Exchange Energy}
Now we consider the wavefunction $\varphi_g$ with energy
\begin{equation}
\epsilon_g = {\langle l + r \vert {\hat H} \vert l + r \rangle
\over \langle l + r \vert l + r \rangle} = {\langle l \vert H \vert
l + r \rangle \over \langle l \vert l + r \rangle}.
\end{equation}
Since
\begin{eqnarray*}
\langle l \vert {\hat H} \vert l + r \rangle &=&
\langle l \vert {\hat H} \vert l + r \rangle +
\langle l \vert {\hat H} \vert r \rangle = \epsilon^{cl} +
\langle l \vert {\hat H} \vert r \rangle\cr
\langle l \vert l + r \rangle &=& \langle l \vert l \rangle + \langle
l \vert r \rangle = 1 + S,\cr
\end{eqnarray*}
we obtain
\begin{equation}
\epsilon_g = {\epsilon^{cl} + \langle l | {\hat H} | r \rangle \over
1 + S} = \epsilon^{cl} + {\langle l | {\hat H} | r \rangle -
\epsilon^{cl} S \over 1 + S}
\end{equation}
hence
\begin{equation}
\epsilon_g = \epsilon^{cl} + {\tau \over 1+S},
\end{equation}
where
\begin{equation}
\tau = \langle l | {\hat H} | r \rangle - S \epsilon^{cl} = \left[
h_{lr} + S {1 \over R} \right] - S \left[ h_{ll} + {1 \over R} \right]
\end{equation}
or
\begin{equation}
\tau = h_{lr} - Sh_{ll}.
\label{eqno2-16}
\end{equation}
Similarly,
\begin{equation}
\epsilon_u = {\langle l - r | {\hat H} | l - r \rangle \over \langle
l - r | l - r \rangle} = {\langle l | {\hat H} | l - r \rangle \over
\langle l | l - r \rangle} = {\epsilon^{cl} - \langle l | {\hat H} |
r \rangle \over 1 - S}
\end{equation}
or
\begin{equation}
\epsilon_u = \epsilon^{cl} + {\tau \over 1-S},
\end{equation}
where $\tau$ is again given by equation (\ref{eqno2-16}). Thus, the
interference resulting from superimposing the $\chi_\ell$ and $\chi_r$
wavefunctions can be viewed as corrections upon the classical energy,
\begin{equation}
\epsilon_g = \epsilon^{cl} + \epsilon_g^x
\end{equation}
\begin{equation}
\epsilon_u = \epsilon^{cl} + \epsilon_u^x,
\end{equation}
where the correction terms
\begin{equation}
\epsilon_g^x = {\tau \over 1+S}
\label{eqno2-17a}
\end{equation}
\begin{equation}
\epsilon_u^x = {-\tau \over 1-S}
\label{eqno2-17b}
\end{equation}
are referred to as interference, exchange, or resonance terms. These
energies are shown in Figure \ref{fig2-12}, where we see that
$\epsilon_g^x$ favors bond formation, while $\epsilon^x_u$ opposes
bond formation.
The classical energy, as defined above, is the total energy of the
system if the wavefunction is forced to remain an atomic orbital as
$R$ is decreased. The exchange part of the energy is the change in the
energy due to the interference of $\chi_\ell$ and $\chi_r$, that is, due
to exchange of the electron between the left and right centers. As
shown in Figure \ref{fig2-12}, $\epsilon^{cl}$ is weakly antibonding,
and hence, bonding in the $g$ state of H$^+_2$ results from the
exchange energy $\epsilon^x_g$. On the other hand, the exchange term
$\epsilon_u^x$ for the $u$ state is strongly repulsive, resulting in a
strongly antibonding potential curve.
These quantities $\epsilon_g^x$ and $\epsilon_u^x$ constitute a
quantitative representation of
the effects discussed qualitatively in the first section. Thus, the
decrease in kinetic energy for the $g$ states resulting from the
decrease in the average gradient in the wavefunction
yields a large negative contribution to $\tau$. The increase in the
potential energy for the $g$ state arising from the shift of charge
from the nuclear to the bond region, yields a positive
contribution to $\tau$. The net result is a negative $\tau$, leading
to a negative value for
\begin{equation}
\epsilon_g^x = {\tau \over (1+S)}
\end{equation}
and a positive value for
\begin{equation}
\epsilon_u^x = {- \tau \over (1-S)}.
\end{equation}
\subsubsection{Comparison of $g$ and $u$ States}
For large $R$, where the overlap $S$ is nearly zero, we see that
equations (\ref{eqno2-17a})--(\ref{eqno2-17b}) lead to
\begin{equation}
\epsilon_g^x = \tau
\end{equation}
and
\begin{equation}
\epsilon_u^x = - \tau,
\end{equation}
so that the bonding in the $g$ state and the antibonding in the $u$
state are equal.
However, for small $R$ the $(1 + S)$ and $(1 - S)$ terms lead to
asymmetry, where the antibonding state is several times more antibonding
than the bonding state is bonding. Thus, at $R = 2.5\ a_0 = 1.32$ \AA,
we have $S = 0.4583$, and $\tau = -0.1083(e^2 /a_0)$, leading to
\begin{equation}
\epsilon_g^x = - 0.0742 \left( {e^2 \over a_0} \right)
\end{equation}
\begin{equation}
\epsilon_u^x = + 0.20939 \left( {e^2 \over a_0} \right),
\end{equation}
whereas
\begin{equation}
\epsilon^{cl} = 0.00943 \left( {e^2 \over a_0} \right) .
\end{equation}
\medskip
\subsubsection{Analytic Results}
Explicit evaluation of the various quantities involved in the energy of
H$^+_2$ is carried out in Section \ref{appendix-a}, leading to
\begin{eqnarray*}
S &=& \left[ 1 + R + {1 \over 3} R^2 \right] e^{-R}\cr
\epsilon^{cl} &=& - {1 \over 2} + \left( 1 + {1 \over R} \right)
e^{-2R},\cr
\end{eqnarray*}
and
\begin{eqnarray*}
\tau &=& - \left[ {2 \over 3} R - {1 \over R} \right] e^{-R} - \left(
1 + {1 \over r} \right) \left( 1 + R + {1 \over 3} R^2 \right)
e^{-3R}\cr
&\approx& - \left[ {2 \over 3} R - {1 \over R} \right] e^{-R},\cr
\end{eqnarray*}
where terms of order $e^{-3R}$ are neglected. Thus, for large $R$
\begin{equation}
\tau \approx - {2 \over R} S.
\end{equation}
That is, the quantity $\tau$ dominating the bond in H$^+_2$ is
proportional to the overlap between the orbitals. At large $R$, this
leads to a bond strength of the form
\begin{equation}
\tau \approx - {2 \over 3} Re^{-R}.
\end{equation}
Thus, the bond energy decreases exponentially with internuclear distance.
This simple relation between bonding does not hold for small $R$. We
saw, above, that $\tau$ is a minimum (most negative) at $R = 2\ a_0$,
and the total energy is also a minimum (bonding a maximum) around $R =
2\ a_0$. On the other hand, the overlap continues to increase as $R$
is decreased until $S = 1$ at $R = 0$.
\subsubsection{Contragradience}
The above discussions indicate that the interference or exchange part of the
kinetic energy dominates the bonding in H$^+_2$. This term is dominated by
\begin{equation}
t^x = {1 \over 2} \left[ \langle \left( \nabla \chi_\ell \right) +
\left( \nabla \chi_r \right) \rangle - S \langle \left( \nabla
\chi_\ell \right)^2 \rangle \right],
\end{equation}
which is large and negative in between the atoms. The region of space leading
to negative $\nabla \chi_\ell \cdot \nabla \chi_r$, and hence, dominating the
bond, is indicated for H$_2$ in Figure \ref{fig2-14}.
\begin{figure}
\includegraphics[scale=0.75]{fig2-14}
\caption{Contour plots of two hydrogen atomic orbitals for $R = 2 a_0$
(contour increment 0.05 a.u.). The shaded region leads to negative
values of $\nabla\chi_\ell\cdot\nabla\chi_r$ and hence to a large
contragradience. As a result, this region dominates the bonding.}
\label{fig2-14}
\end{figure}
\subsubsection{Historical Development}
\begin{figure}
\includegraphics[scale=0.75]{fig2-15}
\caption{Illustration of the differences in the effective size of the
box for the electron in the hydrogen atom and in the $g$ and $u$
states of H$_2^+$.}
\label{fig2-15}
\end{figure}
H. Hellmann \cite{hellmann},after escaping from Hitler Germany into
Russia around 1934, and before suddenly vanishing into Stalin Russia
around 1937, was the first to suggest that bonding arises essentially
from a decrease in kinetic energy. He suggested that the bond in
H$^+_2$ results because the electron is allowed to delocalize over the
region spanning two protons rather than just one. Using the
uncertainty principle, he reasoned that a bigger 'box' for the
electron leads to a lower kinetic energy. Essentially, the idea is as
illustrated in Figure \ref{fig2-15}, where we see that for the
$\varphi_g$ state, the electron is distributed over a larger volume in
H$^+_2$ than in $H$ atom. From the study of a particle-in-a-box, we
know that the kinetic energy decreases as the box is made
larger. Hence, because of a decrease in kinetic energy, the
$\varphi_g$ state is expected to be stablized with respect to $H$
atoms.
On the other hand, since the $\varphi_u$ state has a node in the middle,
the energy is just the same as if we had put the electron in either of two
boxes, each of which is smaller than for $H$ atom. This leads to an increase
in the kinetic energy.
Hellmann presented only very simple qualitative ideas and his view of
bonding was largely ignored until K. Ruedenberg \cite{rudenberg}
provided a more quantitative framework showing, for specific cases,
that interference terms resulting from the superposition of amplitude
leads to a significant decrease in the kinetic energy. Indeed, most
workers before Ruedenberg, argued that the bonding results from
electrostatic interactions arising from increasing the density in the
bond region. The development in this chapter is derived from a series
of papers by Wilson and Goddard \cite{wilson-goddard1,
wilson-goddard2}. Other, somewhat related viewpoints, have also been
proposed by Feinberg and Ruedenberg \cite{feinberg-rudenberg},
Feinberg, Ruedenberg and Mebler \cite{feinberg-rudenberg-mebler}, and
Bader and Baudraut \cite{bader-baudraut}.
\section{The Molecular Orbital Description of H$_2$}
We will now add a second electron to H$^+_2$ to obtain the H$_2$ molecule.
The simplest wavefunction for H$_2$ is to start with an electron in the
best molecular orbital of H$^+_2$, and to place a second electron in
this $\varphi_g$ orbital. This leads
to the molecular orbital (MO) wavefunction for H$_2$,
\begin{equation}
\Phi^{MO}_{gg} \left( {\bf r}_1 , {\bf r}_2 \right) = \varphi_g (
{\bf r}_1 ) \varphi_g ( {\bf r}_2)
\label{eqno2-18}
\end{equation}
where
\begin{equation}
\varphi_g = {\left( \chi_\ell + \chi_r \right) \over D_g},
\label{eqno2-19a}
\end{equation}
and
\begin{equation}
D_g = \sqrt{2(1+S)}.
\label{eqno2-19b}
\end{equation}
With two electrons, the total wavefunction $\Phi ( {\bf r}_1 , {\bf
r}_2)$ must specify the probability amplitude for electron 1 to have
each possible value of its three coordinates ($x_1$, $y_1$, and $z_1$,
symbolized collectively as ${\bf r}_1$), and for electron 2 to have
each possible value of its three coordinates ($x_2$, $y_2$, and $z_2$,
symbolized collectively as ${\bf r}_2$). Thus, the wavefunction must be
specified for all six simultaneous components of ${\bf r}_1$ and ${\bf
r}_2$ as in equation (\ref{eqno2-18}).
First we will examine the meaning of the wavefunction
(\ref{eqno2-18}). The total probability for electron 1 to be at some
position ${\bf r}_1$, while electron 2 is simultaneously at some
position ${\bf r}_2$ is
\begin{equation}
P ( {\bf r}_1 , {\bf r}_2 ) = \vert \Phi^{MO} ( {\bf r}_1 , {\bf
r}_2 ) \vert^2 = \vert \varphi_g ( {\bf r}_1 ) \vert^2 \vert \varphi_g
( {\bf r}_2 ) \vert^2 = P_g ( {\bf r}_1 ) P_g ( {\bf r}_2 ) .
\end{equation}
This is just the product of the independent, probabilities for
electron 1 to be at position ${\bf r}_1$, and electron 2 to be at
position ${\bf r}_2$. Thus, the probability distribution for electron
1 is independent of electron 2. (Consider the analogous case of a red
die, electron 1, and a green die, electron 2. The probability of
rolling a red 3 is 1/6 and the probability of rolling a green 5 is 1/6
so that the total probability of getting both a red 3 and a green 5 is
1/6 $\times$ 1/6 equal to 1/36. The dice are independent so that the
probabilities multiply.) Summarizing, a product wavefunction as in
equation (\ref{eqno2-18}) implies that the electrons move
independently of each other (no correlations in their motions).
In addition to using the $\varphi_g$ molecular orbital, as in
equations (\ref{eqno2-19a})--(\ref{eqno2-19b}), we can construct
wavefunctions of H$_2$ using the $\varphi_u$ molecular orbital,
\begin{equation}
\varphi_u = { \left( \chi_\ell - \chi_r \right) \over \sqrt{2(1-S)}}.
\end{equation}
This leads to wavefunctions of the form
\begin{equation}
\Phi_{ug} ( 1 , 2 ) = \varphi_u ( 1 ) \varphi_g ( 2 ) ,
\label{eqno2-20}
\end{equation}
\begin{equation}
\Phi_{gu} ( 1 , 2 ) = \varphi_g ( 1 ) \varphi_u ( 2 ) ,
\label{eqno2-21}
\end{equation}
\begin{equation}
\Phi_{uu} ( 1 , 2 ) = \varphi_u ( 1 ) \varphi_u ( 2 ).
\label{eqno2-22}
\end{equation}
Since the $\varphi_u$ orbital is antibonding, the above wavefunctions
of H$_2$ lead to much higher energies than equation (\ref{eqno2-18}),
except at large $R$, and we expect an energy level diagram as in
Figure \ref{fig2-16}.
\begin{figure}
\begin{center}
\includegraphics[scale=0.75]{fig2-16}
\end{center}
\caption{Simple energy diagram for MO wave functions of H$_2$.}
\label{fig2-16}
\end{figure}
\subsection{Energies}
\begin{figure}
\begin{center}
\includegraphics[scale=0.75]{fig2-17}
\end{center}
\caption{Coordinates for H$_2$.}
\label{fig2-17}
\end{figure}
For H$_2$, we use the coordinate system of Figure \ref{fig2-17}.
Using the same conventions and assumptions as for H$^+_2$ leads to the
Hamiltonian
\begin{equation}
{\hat H} \left( \mathrm{H}_2 \right) = h ( 1 ) + h ( 2 ) + {1 \over
r_{12}} + {1 \over R},
\end{equation}
where $1/r_{12}$ is the Coulomb interaction between the two electrons, and
where
\begin{equation}
h ( i ) = - {1 \over 2} \nabla^2_i - {1 \over r_{ai}} - {1 \over
r_{bi}}
\end{equation}
contains all terms depending only upon the coordinates of electron $i$.
Consider now the energy of a product wavefunction
\begin{equation}
\Phi_{ab} ( 1 , 2 ) = \varphi_a ( 1 ) \varphi_b ( 2 )
\end{equation}
and note that many two-electron integrals factor into products of
one-electron integrals, e.g.,
\begin{eqnarray}